TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of ex-isting shares to which voting rights are attachedii:
Melrose Industries PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rightsAn acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.)v
NameCity and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
18 May 2018
The Capital Group Companies, Inc. ("CGC")
Los Angeles, CA 90071, USA
7. Total positions of person(s) subject to the notification obligation
Resulting situation on the date on which threshold was crossed or reached
% of voting rights at-tached to shares (total of 8. A)
% of voting rights through financial instru-ments
(total of 8.B 1 + 8.B 2)
5.1431%
Total of both in % (8.A + 8.B)
Total number of vot-ing rights of issuervii
0.0000%
5.1431%
4,638,296,889
1
Position of previous notification (if applicable) | N/A | N/A | N/A |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
Ordinary (GB00BZ1G4322) | 238,555,954 | 5.1431% | ||
SUBTOTAL 8. A | 238,555,954 | 5.1431% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instru-ment
Expiration datex
Number of voting rights thatmay be acquired if the in-strument is exercised/converted.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration datexExercise/ Conversion Period
xi
Physical or cash settlementxiiNumber of vot-ing rights
% of voting rightsSUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifia-ble threshold | |
The Capital Group Companies, Inc. Holdings by CG Management companies are set out below: | 5.1431% | 0.0000% | 5.1431% | |
Company1 | 5.1431% | 0.0000% | 5.1431% |
1Subsidiary of The Capital Group Companies, Inc.
10. In case of proxy voting, please identify: | |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held |
11. Additional informationxvi
CGC is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital Interna-tional, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. The CGII management companies primarily serve as invest-ment managers to institutional clients.
Neither CGC nor any of its affiliates own shares of Melrose Industries PLC for its own account. Rather, the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above.
Place of completion | Los Angeles, CA, USA |
Date of completion | 18 May 2018 |
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Disclaimer
Melrose Industries plc published this content on 21 May 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 21 May 2018 10:09:07 UTC