Classof securities(4) | Previousnotice | Present notice | ||
Person's votes | Votingpower (5) | Person's votes | Votingpower (5) | |
Date of | Person whose | Nature of | Consideration | Classand | Person's votes |
change | relevant interest | change(6) | givenin relation | number of | affected |
changed | to change(7) | securities | |||
affected | |||||
Holder of relevant interest | Registered holder of securities | Personentitled to be registered asholder(8) | Nature of relevant interest (6) | Classand number of securities | Person's votes |
604 page 1/2 15July 2001
Form604 CorporationsAct 2001 Section 671B Notice of change of interests of substantial holder | |
To CompanyName/Scheme ACN/ARSN 1. Details of substantial holder(1) Name ACN/ARSN (if applicable) | |
There wasa changein the interests of the substantial holder on / / Thepreviousnoticewasgivento thecompanyon / / Thepreviousnoticewasdated / /
Thetotal number of votesattachedtoall thevotingsharesin thecompanyor votinginterests in thescheme that thesubstanti al holder or anassociate(2)hada relevant interest (3) inwhenlast required, andwhennow required, togiveasubstantial holdingnoticeto thecompanyor scheme, areasfollows: Particularsof eachchangein, or changein thenatureof, arelevant interest of thesubstantial holder or anassociate invo tingsecuritiesof thecompanyor scheme, sincethe substantial holder waslast requiredtogiveasubstantial holdingnoticeto thecompanyor schemeareasfollows: Particularsof eachrelevant interest of thesubstantial holder invotingsecuritiesafter thechangeareasfollows: |
604 page 2/2 15July 2001
-
Changes in association
Thepersonswhohavebecomeassociates(2)of, ceasedtobeassociatesof, or havechangedthenatureof their association(9) with, thesubstantial holder in relationtovoting interests in thecompanyor schemeareasfollows:
Name andACN/ARSN (if applicable)
Nature of association
- Addresses
Theaddressesof personsnamedin this formareasfollows:
Name | Address |
print name | capacity | ||
sign here | date | / | / |
* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.
DIRECTIONSIf there area number of substantial holders withsimilaror relatedrelevant interests (eg. a corporationandits relatedc orporations, or themanager andtrusteeof an equity trust), thenamescouldbeincludedinanannexure to theform. If therelevant interestsof agroupof personsareess entiallysimilar, theymaybereferredto throughout the formasa specifically namedgroupif themembership of eachgroup, with thenamesandaddressesof members isc learly set out in paragraph6 of the form.
See thedefinitionof "associate" in section9 of theCorporationsAct 2001.
See thedefinitionof "relevant interest" in sections608and671B(7)of theCorporationsAct 2001.
Thevotingsharesof acompanyconstituteoneclassunlessdividedintoseparateclasses.
Theperson'svotesdividedbythetotal votesin thebodycorporateor schememultipliedby100.
Includedetailsof:
anyrelevant agreement orother circumstancesbecauseof which thechangein relevant interest occurred. If subsection671B (4)applies, a copyof any document settingout the termsof anyrelevant agreement, anda statement by thepersongiving full andaccurate details of any contract, scheme or arrangement, must accompanythis form, together witha writtenstatement certifyingthiscontract, schemeor arrangement; and
anyqualificationof thepower of apersontoexercise, control theexerciseof, or influencetheexerciseof, thevotingpo wersor disposal of thesecuritiesto whichtherelevant interest relates(indicatingclearly theparticular securitiestowhichthequalificationapplies).
See thedefinitionof "relevant agreement" in section9 of theCorporationsAct 2001.
Detailsof theconsiderationmust includeanyandall benefits,moneyandother, that anypersonfromwhoma relevant intere st wasacquiredhas, ormay, becom`e entitledto receivein relationto that acquisition. Detailsmust beincludedevenif thebenefit isconditional onthehappen ingor not of acontingency. Detailsmust be includedof anybenefit paidonbehalf of thesubstantial holder or itsassociate inrelationto theacquisitions, evenif they arenot paiddirectly to thepersonfromwhom therelevant interest wasacquired.
If thesubstantial holder isunable todeterminetheidentityof theperson(eg. if therelevant interest arisesbecauseof anoption)write "unknown".
Givedetails, if appropriate, of thepresent associationandanychangein that associationsincethelast substantial holdi ngnotice.
Annexure A
This is Annexure A of 5 pages referred to in form 604 Notice of change of interests of substantial shareholder
Kayla McGrory, Authorised Signatory
07-Nov-16
Date5. Consideration
METALS X LTD (MLX)Date of Change Person whose relevant interest
changed
Nature of change (6) / Consideration given in relation to change (7)
CCY
Class and number of securities affected
Person's votes affected
18-Jul-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.58 | AUD | ord | 7,400 | 7,400 |
18-Jul-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 5,650 | 5,650 |
19-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.62 | AUD | ord | 125,962 | 125,962 |
19-Jul-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 3,390 | 3,390 |
19-Jul-16 | BlackRock Investment Management, LLC | on mkt buy | 1.62 | AUD | ord | 51,174 | 51,174 |
19-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.62 | AUD | ord | 19,597 | 19,597 |
19-Jul-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.62 | AUD | ord | 21,813 | 21,813 |
20-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.61 | AUD | ord | 55,938 | 55,938 |
20-Jul-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.61 | AUD | ord | 9,687 | 9,687 |
20-Jul-16 | BlackRock Investment Management, LLC | on mkt buy | 1.61 | AUD | ord | 22,726 | 22,726 |
20-Jul-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 22,600 | 22,600 |
20-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.61 | AUD | ord | 8,703 | 8,703 |
21-Jul-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 9,040 | 9,040 |
22-Jul-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.53 | AUD | ord | 32,800 | 32,800 |
22-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.53 | AUD | ord | 22,600 | 22,600 |
22-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.53 | AUD | ord | 177,000 | 177,000 |
22-Jul-16 | BlackRock Investment Management, LLC | on mkt buy | 1.53 | AUD | ord | 67,800 | 67,800 |
25-Jul-16 | BlackRock Japan Co., Ltd. | on mkt buy | 1.56 | AUD | ord | 81,508 | 81,508 |
25-Jul-16 | BlackRock Japan Co., Ltd. | on mkt buy | 1.54 | AUD | ord | 500,000 | 500,000 |
26-Jul-16 | BlackRock Capital Management, Inc. | on mkt buy | 1.55 | AUD | ord | 74,600 | 74,600 |
26-Jul-16 | BlackRock Japan Co., Ltd. | on mkt buy | 1.56 | AUD | ord | 10,724 | 10,724 |
27-Jul-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 6,780 | 6,780 |
28-Jul-16 | BlackRock Investment Management, LLC | on mkt buy | 1.62 | AUD | ord | 60,000 | 60,000 |
28-Jul-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.62 | AUD | ord | 28,700 | 28,700 |
28-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.62 | AUD | ord | 152,900 | 152,900 |
28-Jul-16 | BlackRock Advisors, LLC | on mkt buy | 1.62 | AUD | ord | 18,400 | 18,400 |
29-Jul-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.64 | AUD | ord | 14,248 | 14,248 |
29-Jul-16 | BlackRock Japan Co., Ltd. | on mkt buy | 1.62 | AUD | ord | 158,833 | 158,833 |
29-Jul-16 | BlackRock Institutional Trust Company, National Association | on mkt buy | 1.64 | AUD | ord | 10,015 | 10,015 |
29-Jul-16 | BlackRock Institutional Trust Company, National Association | in specie | n/a | AUD | ord | 2,231 | 2,231 |
29-Jul-16 | BlackRock Institutional Trust Company, National Association | in specie | n/a | AUD | ord | -2,231 | -2,231 |
01-Aug-16 | BlackRock Japan Co., Ltd. | on mkt buy | 1.73 | AUD | ord | 205,555 | 205,555 |
01-Aug-16 | BlackRock Japan Co., Ltd. | on mkt buy | 1.73 | AUD | ord | 191,041 | 191,041 |
02-Aug-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 4,520 | 4,520 |
05-Aug-16 | BlackRock Investment Management, LLC | on mkt sell | 1.77 | AUD | ord | -12,800 | -12,800 |
08-Aug-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 4,520 | 4,520 |
10-Aug-16 | BlackRock Investment Management (UK) Limited | in specie | n/a | AUD | ord | 137,827 | 137,827 |
10-Aug-16 | BlackRock Investment Management (UK) Limited | in specie | n/a | AUD | ord | 152,494 | 152,494 |
10-Aug-16 | BlackRock Investment Management, LLC | in specie | n/a | AUD | ord | 270,830 | 270,830 |
10-Aug-16 | BlackRock Investment Management (Australia) Limited | in specie | n/a | AUD | ord | 126,062 | 126,062 |
10-Aug-16 | BlackRock Japan Co., Ltd. | in specie | n/a | AUD | ord | 355,820 | 355,820 |
10-Aug-16 | BlackRock International Limited | in specie | n/a | AUD | ord | 1,779,100 | 1,779,100 |
MLX page 1 of 5
Date of Change Person whose relevant interest
changed
Nature of change (6) / Consideration given in relation to change (7)
CCY
Class and number of securities affected
Person's votes affected
10-Aug-16 | BlackRock Investment Management (UK) Limited | in specie | n/a | AUD | ord | 751,362 | 751,362 |
10-Aug-16 | BlackRock Investment Management (Australia) Limited | in specie | n/a | AUD | ord | 45,240 | 45,240 |
10-Aug-16 | BlackRock Investment Management (UK) Limited | in specie | n/a | AUD | ord | 152,494 | 152,494 |
10-Aug-16 | BlackRock Investment Management (Australia) Limited | in specie | n/a | AUD | ord | 6,732 | 6,732 |
10-Aug-16 | BlackRock Investment Management (UK) Limited | in specie | n/a | AUD | ord | 17,791 | 17,791 |
10-Aug-16 | BlackRock Japan Co., Ltd. | in specie | n/a | AUD | ord | 228,741 | 228,741 |
10-Aug-16 | BlackRock Advisors, LLC | in specie | n/a | AUD | ord | 703,812 | 703,812 |
10-Aug-16 | BlackRock Investment Management (Australia) Limited | in specie | n/a | AUD | ord | 27,321 | 27,321 |
10-Aug-16 | BlackRock Advisors, LLC | in specie | n/a | AUD | ord | 90,429 | 90,429 |
10-Aug-16 | BlackRock Investment Management (UK) Limited | in specie | n/a | AUD | ord | 2,287,414 | 2,287,414 |
10-Aug-16 | BlackRock Investment Management (UK) Limited | in specie | n/a | AUD | ord | 762,471 | 762,471 |
15-Aug-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.80 | AUD | ord | 34,114 | 34,114 |
15-Aug-16 | BlackRock Fund Advisors | on mkt buy | 1.80 | AUD | ord | 155,055 | 155,055 |
15-Aug-16 | BlackRock Fund Advisors | on mkt buy | 1.80 | AUD | ord | 1,043 | 1,043 |
16-Aug-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 8,664 | 8,664 |
16-Aug-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.75 | AUD | ord | 4,111 | 4,111 |
17-Aug-16 | BlackRock Investment Management (Australia) Limited | on mkt sell | 1.73 | AUD | ord | -18,373 | -18,373 |
17-Aug-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 10,108 | 10,108 |
17-Aug-16 | BlackRock Institutional Trust Company, National Association | on mkt buy | 1.71 | AUD | ord | 203,148 | 203,148 |
19-Aug-16 | BlackRock (Singapore) Limited | on mkt sell | 1.73 | AUD | ord | -74,400 | -74,400 |
22-Aug-16 | BlackRock Investment Management (UK) Limited | on mkt buy | 1.74 | AUD | ord | 51,320 | 51,320 |
23-Aug-16 | BlackRock (Netherlands) B.V. | on mkt buy | 1.74 | AUD | ord | 17,404 | 17,404 |
23-Aug-16 | BlackRock Investment Management (UK) Limited | on mkt sell | 1.75 | AUD | ord | -75,000 | -75,000 |
24-Aug-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.72 | AUD | ord | 21,800 | 21,800 |
25-Aug-16 | BlackRock Institutional Trust Company, National Association | on mkt buy | 1.58 | AUD | ord | 302,228 | 302,228 |
26-Aug-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 8,667 | 8,667 |
30-Aug-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.60 | AUD | ord | 4,111 | 4,111 |
30-Aug-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | -14,445 | -14,445 |
31-Aug-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.52 | AUD | ord | 18,826 | 18,826 |
31-Aug-16 | BlackRock Institutional Trust Company, National Association | on mkt buy | 1.51 | AUD | ord | 52,339 | 52,339 |
31-Aug-16 | BlackRock Institutional Trust Company, National Association | on mkt buy | 1.51 | AUD | ord | 29,446 | 29,446 |
31-Aug-16 | BlackRock Institutional Trust Company, National Association | on mkt buy | 1.50 | AUD | ord | 3,954 | 3,954 |
31-Aug-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.52 | AUD | ord | 162,638 | 162,638 |
31-Aug-16 | BlackRock Institutional Trust Company, National Association | on mkt buy | 1.50 | AUD | ord | 7,029 | 7,029 |
31-Aug-16 | BlackRock Fund Advisors | on mkt buy | 1.51 | AUD | ord | 1,302,684 | 1,302,684 |
31-Aug-16 | BlackRock Fund Advisors | on mkt buy | 1.50 | AUD | ord | 174,953 | 174,953 |
01-Sep-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 43,880 | 43,880 |
01-Sep-16 | BlackRock Capital Management, Inc. | in specie | n/a | AUD | ord | 10,135 | 10,135 |
01-Sep-16 | BlackRock Investment Management (UK) Limited | on mkt sell | 1.49 | AUD | ord | -4,248 | -4,248 |
01-Sep-16 | BlackRock Investment Management (Australia) Limited | in specie | n/a | AUD | ord | 10,135 | 10,135 |
02-Sep-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 17,552 | 17,552 |
05-Sep-16 | BlackRock Fund Advisors | on mkt buy | 1.51 | AUD | ord | 14,964 | 14,964 |
05-Sep-16 | BlackRock Fund Advisors | on mkt buy | 1.51 | AUD | ord | 10,519 | 10,519 |
06-Sep-16 | BlackRock Institutional Trust Company, National Association | in specie | n/a | AUD | ord | -2,069 | -2,069 |
06-Sep-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | 26,502 | 26,502 |
07-Sep-16 | BlackRock Fund Advisors | in specie | n/a | AUD | ord | -8,834 | -8,834 |
09-Sep-16 | BlackRock Investment Management (Australia) Limited | on mkt buy | 1.45 | AUD | ord | 4,111 | 4,111 |
MLX page 2 of 5
Metals X Limited published this content on 07 November 2016 and is solely responsible for the information contained herein.
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Original documenthttps://www.metalsx.com.au/system/announcements/784/20161107_Change_in_Substantial_Holding.Blackrock.pdf
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