SANDFIRE RESOURCES LIMITED Corporations Act 2001
Notice of initial substantial holder Section 671B To: Company Name/Scheme ACN-
Details of substantial shareholder
Name
ACN (if applicable)
The Secretary Sandfire Resources NL Level 1 31 Ventnor Avenue West Perth WA 6005 Ph: (08) 6430 3800 Fax: (08) 6430 3849 105 154 185National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in Annexure A
The holder became a substantial holder on 16/10/2017
SFR -
Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
Number of securities
Persons' votes
Voting power
Fully paid ordinary shares
8,256,684
8,256,684
5.226%
-
Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest
Class and number of securities
MLC Investments Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes and trusts
Fully paid ordinary shares
1,966,338
Antares Capital Partners Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes or trusts.
Fully paid ordinary shares
2,287,180
NULIS Nominees (Australia) Limited
Power to control the voting and /or disposal of securities pursuant to position held as manager under investment mandate.
Fully paid ordinary shares
508
MLC Wealth Management Limited
Power to exercise voting rights pursuant to position held as the Registrable Superannuation Entity licensee for the superannuation products it issues.
Fully paid ordinary shares
17,365
National Australia Bank Limited
Power to control the voting and /or disposal of securities pursuant to securities lending agreements.
Fully paid ordinary shares
1,810,000
Antares Capital Partners Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes or trusts.
Fully paid ordinary shares
219,381
National Australia Bank Limited
Power to control the voting and /or disposal of securities pursuant to securities lending agreements.
Fully paid ordinary shares
1,955,912
TOTAL
8,256,684
-
Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder
Class and number of securities
MLC Investments Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 1,966,338
Antares Capital Partners Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 2,287,180
NULIS Nominees (Australia) Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 508
MLC Wealth Management Limited
Navigator Australia Limited (ACN 006 302 987)
Fully paid ordinary shares 17,365
National Australia Bank Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 1,810,000
Antares Capital Partners Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 219,381
National Australia Bank Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 1,955,912
TOTAL
8,256,684
- Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration | Class and number of securities |
Cash | Non-cash | Fully paid ordinary shares | |
MLC Investments Limited | 22/08/2017 | $234,157.25 | 40,723 |
MLC Investments Limited | 22/08/2017 | $212,709.75 | 36,993 |
MLC Investments Limited | 22/08/2017 | $20,774.75 | 3,613 |
MLC Investments Limited | 22/08/2017 | $18,871.50 | 3,282 |
NULIS Nominees (Australia) Limited | 11/08/2017 | $223,798.29 | 40,275 |
NULIS Nominees (Australia) Limited | 11/08/2017 | $246,364.26 | 44,336 |
Antares Capital Partners Limited | 17/08/2017 | $46,962.88 | 8,114 |
Antares Capital Partners Limited | 31/08/2017 | $60,616.44 | 10,185 |
NULIS Nominees (Australia) Limited | 5/07/2017 | $167.16 | 28 |
NULIS Nominees (Australia) Limited | 2/08/2017 | $5.80 | 1 |
MLC Wealth Management Limited | 19/07/2017 | $2,822.00 | 500 |
MLC Wealth Management Limited | 4/09/2017 | $3,082.00 | 500 |
MLC Wealth Management Limited | 28/09/2017 | $12,020.50 | 2,105 |
National Australia Bank Limited | 22/06/2017 to 16/10/2017 - Securities Lending | No consideration directly referable to the securities provided by NAB | Refer to Appendix 1 Table |
National Australia Bank Limited | 26/06/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 23,700 |
National Australia Bank Limited | 27/06/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 48,900 |
National Australia Bank Limited | 28/06/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 19,200 |
National Australia Bank Limited | 29/06/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 18,800 |
National Australia Bank Limited | 3/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 41,900 |
National Australia Bank Limited | 5/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 26,300 |
National Australia Bank Limited | 10/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 15,800 |
National Australia Bank Limited | 11/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 26,768 |
National Australia Bank Limited | 12/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 21,524 |
National Australia Bank Limited | 14/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 19,918 |
National Australia Bank Limited | 17/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 29,470 |
National Australia Bank Limited | 18/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 40,866 |
National Australia Bank Limited | 24/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 19,599 |
National Australia Bank Limited | 31/07/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 32,861 |
National Australia Bank Limited | 3/08/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 16,700 |
National Australia Bank Limited | 7/08/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 92,092 |
National Australia Bank Limited | 9/08/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 22,789 |
National Australia Bank Limited | 14/08/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 45,090 |
National Australia Bank Limited | 16/08/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 28,361 |
National Australia Bank Limited | 21/08/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 22,999 |
National Australia Bank Limited | 31/08/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 15,951 |
National Australia Bank Limited | 1/09/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 104,485 |
National Australia Bank Limited | 4/09/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 50,894 |
National Australia Bank Limited | 5/09/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 52,800 |
National Australia Bank Limited | 19/09/2017 - Stock borrow (refer Appendix 2(b)) | No consideration directly referable to the securities provided by NAB | 1,081,988 |
National Australia Bank Limited | 21/09/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 1,188,100 |
National Australia Bank Limited | 26/09/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 41,700 |
National Australia Bank Limited | 4/10/2017 - Stock borrow (refer Appendix 2(b)) | No consideration directly referable to the securities provided by NAB | 981,730 |
National Australia Bank Limited | 6/10/2017 - Stock borrow (refer Appendix 2(b)) | No consideration directly referable to the securities provided by NAB | 88,885 |
National Australia Bank Limited | 12/10/2017 - Stock borrow (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 179,600 |
National Australia Bank Limited | 6/07/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 39,000 |
National Australia Bank Limited | 13/07/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 26,768 |
National Australia Bank Limited | 21/07/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 13,600 |
National Australia Bank Limited | 25/07/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 13,600 |
National Australia Bank Limited | 1/08/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 12,900 |
National Australia Bank Limited | 2/08/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 35,400 |
National Australia Bank Limited | 10/08/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 17,900 |
National Australia Bank Limited | 18/08/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 19,799 |
National Australia Bank Limited | 22/08/2017 - Stock return (refer Appendix 2(a)) | No consideration directly referable to the securities provided by NAB | 14,000 |
Sandfire Resources NL published this content on 19 October 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 19 October 2017 02:05:05 UTC.
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