Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in

reliance upon the whole or any part of the contents of this announcement.

SBI HOLDINGS, INC.

(Incorporated in Japan with limited liability)

(Stock code: 6488) OVERSEAS REGULATORY ANNOUNCEMENT AND INSIDE INFORMATION

RESULTS OF A SUBSIDIARY

This announcement is made pursuant to Rules 13.09(2)(a) and 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and Inside Information Provisions under Part XIVA of the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong).

Please refer to the attached copy of the Announcement.

On behalf of the Board SBI Holdings, Inc. Yoshitaka Kitao Representative Director,

President & Chief Executive Officer

Japan, 21 April 2014

As of the date of this announcement, the executive Directors are Mr. Yoshitaka Kitao, Mr. Taro Izuchi, Mr. Takashi Nakagawa, Mr. Tomoya Asakura, Mr. Shumpei Morita and Mr. Peilung Li, the non-executive Directors are Mr. Masato Takamura, Mr. Hiroshi Tasaka and Mr. Teruhide Sato and the independent

non-executive Directors are Mr. Masaki Yoshida, Mr. Kiyoshi Nagano, Mr. Keiji Watanabe, Mr. Akihiro

Tamaki and Mr. Masanao Marumono.

21 April 2014
SBI Holdings, Inc. (Tokyo: 8473/Hong Kong: 6488)

Annual Results Announcement for the Year Ended 31 March 2014 of SBI SECURITIES

SBI Holdings, Inc. (hereinafter the "Company") hereby announces the consolidated results for the year ended 31
March 2014 (based on Japan GAAP) of SBI SECURITIES Co., Ltd. (Head office: Minato-ku, Tokyo; Representative Director: Masato Takamura), a consolidated subsidiary of the Company, as indicated below.
(Amounts are rounded down to the nearest million Japanese yen) Consolidated Financial Results of the Fiscal Year Ended 31 March 2014
(1 April 2013 to 31 March 2014)
(Percentages represent year-on-year changes)

Operating Revenues

Net Operating

Revenues

Operating Income

Fiscal year ended 31

March 2014

Fiscal year ended 31

March 2013

Millions of yen %

74,298 71.2

43,401 9.2

Millions of yen %

69,955 72.7

40,495 11.2

Millions of yen %

32,799 185.7

11,478 52.4

Ordinary Income

Net Income(*)

Fiscal year ended 31

March 2014

Fiscal year ended 31

March 2013

Millions of yen %

32,743 184.4

11,512 54.2

Millions of yen %

18,069 168.3

6,733 19.3

*Note: Owing to the significant increase of stock trading value followed by the brisk market, SBI SECURITIES reserved approximately JPY 2,482 million for financial instruments transaction liability reserves under the Financial Instruments and Exchange Act in the consolidated fiscal year ended March 2014, which means posting of an extraordinary loss. Due to this treatment the year-on-year change of net income is smaller than those of operating income and ordinary income.
Meanwhile, the Company is scheduled to announce its consolidated financial results for the year ended 31 March
2014, on 8 May 2014.
******************************************************************************** For further information, please contact:
SBI Holdings, Inc.: Corporate Communications Dept., Tel: +81 3 6229 0126

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