Form 604
Corporations Law
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme Syrah Resources Limited
ACN/ARSN125 242 284
1. Details of substantial holderName Bank of America Corporation and its related bodies corporate (See
Appendix B)
ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on 24 February 2015
The previous notice was given to the company on 7 January 2015
2. Previous and present voting powerThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous Notice | Present Notice | ||
Person's Votes | Voting Power (5) | Person's Votes | Voting Power (5) | |
Ordinary | 13,192,564 | 8.04% | 11,402,138 | 6.94% |
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of Change (6) | Consideration given in relation to change (7) | Class and Number of securities affected | Person's votes affected |
Please see Appendix A. |
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
Merrill Lynch (Australia) Futures Ltd | Merrill Lynch (Australia) Nominees Pty Ltd | Merrill Lynch (Australia) Futures Ltd | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. | Ordinary 11,356,063 | 11,356,063 |
Merrill Lynch International | Merrill Lynch (Australia) Nominees Pty Ltd | Merrill Lynch International | Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. | Ordinary 4,075 | 4,075 |
Merrill Lynch International | Merrill Lynch (Australia) Nominees Pty Ltd | Merrill Lynch International | Borrowing of securities pursuant to a Securities Lending Agreement (see Appendix B), with power to control the voting and/or disposal of borrowed securities. | Ordinary 42,000 | 42,000 |
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association |
N/A | N/A |
The addresses of persons named in this form are as follows:
Name | Addresses |
Bank of America Corporation | 100 North Tryon Street, Charlotte, North Carolina, 28255, USA |
Merrill Lynch (Australia) Futures Ltd | Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia |
Merrill Lynch International | 2 King Edward Street, London EC1A 1HQ, United Kingdom |
Merrill Lynch (Australia) Nominees Pty Ltd | Level 19, 120 Collins St, Melbourne Vic 3000, Australia |
MLEQ Nominees Pty Ltd | Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia |
Print Name: Roland Chan Capacity: Authorised signatory
Sign Here: Date: 26 February 2015
Appendix A
Date of change | Person whose relevant interest changed | Nature of change (4) | Consideration (5) | Class (6) of securites | Securities affected | Person's votes affected | Remark |
1/23/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (2,585) | Ordinary | 726 | 726 | N/A |
1/23/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (22,971) | Ordinary | 6,573 | 6,573 | N/A |
1/27/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (12,306) | Ordinary | 3,567 | 3,567 | N/A |
1/27/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 907 | Ordinary | (263) | (263) | N/A |
1/27/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 117,664 | Ordinary | (34,061) | (34,061) | N/A |
1/27/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (15,146) | Ordinary | 4,349 | 4,349 | N/A |
1/28/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (17,533) | Ordinary | 5,082 | 5,082 | N/A |
1/28/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (3,117) | Ordinary | 903 | 903 | N/A |
1/28/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 12,337 | Ordinary | (3,567) | (3,567) | N/A |
1/28/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 15,498 | Ordinary | (4,425) | (4,425) | N/A |
1/28/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (9,389) | Ordinary | 2,676 | 2,676 | N/A |
1/28/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (894) | Ordinary | 259 | 259 | N/A |
1/28/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 907 | Ordinary | (259) | (259) | N/A |
1/29/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 3,006 | Ordinary | (858) | (858) | N/A |
1/29/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 17,080 | Ordinary | (4,886) | (4,886) | N/A |
1/29/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 93,639 | Ordinary | (26,741) | (26,741) | N/A |
1/29/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (8,873) | Ordinary | 2,535 | 2,535 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 5,364,643 | 5,364,643 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 820,993 | 820,993 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 36,000 | 36,000 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 688 | Ordinary | (196) | (196) | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 4,688 | Ordinary | (1,309) | (1,309) | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 6,287,571 | 6,287,571 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 138,995 | 138,995 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 806 | 806 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (16,882) | Ordinary | 4,691 | 4,691 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 40,386 | Ordinary | (11,318) | (11,318) | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 302,000 | 302,000 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 175,000 | 175,000 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | - | Ordinary | 36,000 | 36,000 | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | - | Ordinary | (891) | (891) | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | - | Ordinary | (14,587) | (14,587) | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | - | Ordinary | (27,145) | (27,145) | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | - | Ordinary | (60,189) | (60,189) | N/A |
1/30/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | - | Ordinary | (217,214) | (217,214) | N/A |
2/2/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 75,793 | Ordinary | (21,190) | (21,190) | N/A |
2/2/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (8,293) | Ordinary | 2,330 | 2,330 | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 169,662 | Ordinary | (47,658) | (47,658) | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (169,662) | Ordinary | 47,658 | 47,658 | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (6,474) | Ordinary | 1,778 | 1,778 | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (5,391) | Ordinary | 1,486 | 1,486 | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 172,718 | Ordinary | (47,658) | (47,658) | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (12,405) | Ordinary | 3,408 | 3,408 | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (10,390) | Ordinary | 2,880 | 2,880 | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (4,023) | Ordinary | 1,105 | 1,105 | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 1,923 | Ordinary | (527) | (527) | N/A |
2/3/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 10,430 | Ordinary | (2,880) | (2,880) | N/A |
2/4/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (8,792) | Ordinary | 2,343 | 2,343 | N/A |
2/4/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 5,573 | Ordinary | (1,486) | (1,486) | N/A |
2/4/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 18,764 | Ordinary | (5,000) | (5,000) | N/A |
2/4/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 265,351 | Ordinary | (70,995) | (70,995) | N/A |
2/4/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (11,521) | Ordinary | 3,085 | 3,085 | N/A |
2/5/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (912) | Ordinary | 244 | 244 | N/A |
2/5/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 1,956 | Ordinary | (523) | (523) | N/A |
2/5/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 18,728 | Ordinary | (5,000) | (5,000) | N/A |
2/5/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 100,946 | Ordinary | (27,037) | (27,037) | N/A |
2/5/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 4,093 | Ordinary | (1,105) | (1,105) | N/A |
2/6/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (2,813) | Ordinary | 736 | 736 | N/A |
2/6/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (812) | Ordinary | 213 | 213 | N/A |
2/6/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 188 | Ordinary | (49) | (49) | N/A |
2/6/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 19,070 | Ordinary | (5,000) | (5,000) | N/A |
2/6/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 20,547 | Ordinary | (5,430) | (5,430) | N/A |
2/6/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 4,052 | Ordinary | (1,056) | (1,056) | N/A |
2/9/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (871) | Ordinary | 228 | 228 | N/A |
2/9/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (562) | Ordinary | 149 | 149 | N/A |
2/9/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 1,752 | Ordinary | (455) | (455) | N/A |
2/9/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 6,585 | Ordinary | (1,718) | (1,718) | N/A |
2/9/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (300) | Ordinary | 79 | 79 | N/A |
2/9/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 3,822 | Ordinary | (1,003) | (1,003) | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (32,088) | Ordinary | 8,022 | 8,022 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (22,978) | Ordinary | 5,762 | 5,762 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (10,846) | Ordinary | 2,678 | 2,678 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (994) | Ordinary | 243 | 243 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 83 | Ordinary | (21) | (21) | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 10,270 | Ordinary | (2,516) | (2,516) | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 159,963 | Ordinary | (39,083) | (39,083) | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 410,600 | Ordinary | (100,000) | (100,000) | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 534,543 | Ordinary | (130,417) | (130,417) | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (208,859) | Ordinary | 50,800 | 50,800 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (202,281) | Ordinary | 49,200 | 49,200 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (79,758) | Ordinary | 20,000 | 20,000 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (18,543) | Ordinary | 4,491 | 4,491 | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 855 | Ordinary | (210) | (210) | N/A |
2/10/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 80,722 | Ordinary | (20,000) | (20,000) | N/A |
2/11/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (5,970) | Ordinary | 1,442 | 1,442 | N/A |
2/11/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 1,013 | Ordinary | (243) | (243) | N/A |
2/11/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 7,648 | Ordinary | (1,821) | (1,821) | N/A |
2/11/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 24,200 | Ordinary | (5,762) | (5,762) | N/A |
2/11/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 33,502 | Ordinary | (8,022) | (8,022) | N/A |
2/11/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 221,534 | Ordinary | (52,715) | (52,715) | N/A |
2/11/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 2,436 | Ordinary | (587) | (587) | N/A |
2/12/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (197,304) | Ordinary | 47,658 | 47,658 | N/A |
2/12/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 197,304 | Ordinary | (47,658) | (47,658) | N/A |
2/12/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 4,891 | Ordinary | (1,164) | (1,164) | N/A |
2/12/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 5,387 | Ordinary | (1,314) | (1,314) | N/A |
2/12/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (753) | Ordinary | 182 | 182 | N/A |
2/12/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 15,995 | Ordinary | (3,876) | (3,876) | N/A |
2/13/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (23,034) | Ordinary | 5,618 | 5,618 | N/A |
2/13/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (3,562) | Ordinary | 838 | 838 | N/A |
2/13/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 2,558 | Ordinary | (624) | (624) | N/A |
2/13/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 7,055 | Ordinary | (1,666) | (1,666) | N/A |
2/13/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 22,968 | Ordinary | (5,618) | (5,618) | N/A |
2/13/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (4,525) | Ordinary | 1,109 | 1,109 | N/A |
2/16/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (11,261) | Ordinary | 2,475 | 2,475 | N/A |
2/16/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 3,071 | Ordinary | (706) | (706) | N/A |
2/16/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 61,360 | Ordinary | (13,395) | (13,395) | N/A |
2/16/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 454,932 | Ordinary | (100,000) | (100,000) | N/A |
2/16/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (39,449) | Ordinary | 8,552 | 8,552 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (76,137) | Ordinary | 17,543 | 17,543 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (6,410) | Ordinary | 1,477 | 1,477 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 2,516 | Ordinary | (547) | (547) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 219,279 | Ordinary | (50,000) | (50,000) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 1,302,390 | Ordinary | (300,000) | (300,000) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (632,450) | Ordinary | 139,000 | 139,000 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (15,388) | Ordinary | 3,382 | 3,382 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (15,365) | Ordinary | 3,377 | 3,377 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (4,232) | Ordinary | 930 | 930 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (4,232) | Ordinary | 930 | 930 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 4,232 | Ordinary | (930) | (930) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 4,232 | Ordinary | (930) | (930) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 15,365 | Ordinary | (3,377) | (3,377) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 15,388 | Ordinary | (3,382) | (3,382) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 632,450 | Ordinary | (139,000) | (139,000) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 5,072 | Ordinary | (1,164) | (1,164) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (796,250) | Ordinary | 175,000 | 175,000 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (277,914) | Ordinary | 61,080 | 61,080 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (273,860) | Ordinary | 60,189 | 60,189 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (163,800) | Ordinary | 36,000 | 36,000 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (28,296) | Ordinary | 6,219 | 6,219 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (4,054) | Ordinary | 891 | 891 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (23) | Ordinary | 5 | 5 | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 23 | Ordinary | (5) | (5) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 4,054 | Ordinary | (891) | (891) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 28,296 | Ordinary | (6,219) | (6,219) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 163,800 | Ordinary | (36,000) | (36,000) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 273,860 | Ordinary | (60,189) | (60,189) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 277,914 | Ordinary | (61,080) | (61,080) | N/A |
2/17/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 796,250 | Ordinary | (175,000) | (175,000) | N/A |
2/18/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 6,503 | Ordinary | (1,472) | (1,472) | N/A |
2/18/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 75,612 | Ordinary | (17,543) | (17,543) | N/A |
2/18/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 525,576 | Ordinary | (118,140) | (118,140) | N/A |
2/18/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (37,803) | Ordinary | 8,490 | 8,490 | N/A |
2/18/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 9,645 | Ordinary | (2,187) | (2,187) | N/A |
2/18/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 11,124 | Ordinary | (2,500) | (2,500) | N/A |
2/19/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (5,921) | Ordinary | 1,334 | 1,334 | N/A |
2/19/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (1,962) | Ordinary | 450 | 450 | N/A |
2/19/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 31,482 | Ordinary | (6,981) | (6,981) | N/A |
2/19/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (7,545) | Ordinary | 1,700 | 1,700 | N/A |
2/19/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (6,117) | Ordinary | 1,401 | 1,401 | N/A |
2/19/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 7,557 | Ordinary | (1,700) | (1,700) | N/A |
2/20/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (42,808) | Ordinary | 10,000 | 10,000 | N/A |
2/20/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 5,798 | Ordinary | (1,334) | (1,334) | N/A |
2/20/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 14,144 | Ordinary | (3,285) | (3,285) | N/A |
2/20/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (7,100) | Ordinary | 1,653 | 1,653 | N/A |
2/23/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (986) | Ordinary | 223 | 223 | N/A |
2/23/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 159,269 | Ordinary | (36,595) | (36,595) | N/A |
2/23/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 1,297,380 | Ordinary | (300,000) | (300,000) | N/A |
2/23/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (138,285) | Ordinary | 31,598 | 31,598 | N/A |
2/23/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (133,927) | Ordinary | 30,602 | 30,602 | N/A |
2/23/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (5,638) | Ordinary | 1,294 | 1,294 | N/A |
2/23/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 6,870 | Ordinary | (1,576) | (1,576) | N/A |
2/24/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (53,880) | Ordinary | 12,000 | 12,000 | N/A |
2/24/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (10,071) | Ordinary | 2,243 | 2,243 | N/A |
2/24/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 990 | Ordinary | (223) | (223) | N/A |
2/24/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 45,012 | Ordinary | (10,000) | (10,000) | N/A |
2/24/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 423,659 | Ordinary | (94,441) | (94,441) | N/A |
2/24/2015 | Merrill Lynch (Australia) Futures Ltd | Sell | 451,096 | Ordinary | (100,000) | (100,000) | N/A |
2/24/2015 | Merrill Lynch (Australia) Futures Ltd | Buy | (21,054) | Ordinary | 4,679 | 4,679 | N/A |
1/7/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 10,000 | 10,000 | Refer to App. B-1 & B-2 |
1/8/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (10,000) | (10,000) | Refer to App. B-1 & B-2 |
1/8/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/9/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/12/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/13/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/13/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/14/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/14/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/15/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/20/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/21/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/21/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/22/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/23/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/27/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/27/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/28/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/28/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
1/29/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
1/30/2015 | MERRILL LYNCH INTERNATIONAL | Buy | - | Ordinary | 2,857 | 2,857 | N/A |
1/30/2015 | MERRILL LYNCH INTERNATIONAL | Buy | - | Ordinary | 1,218 | 1,218 | N/A |
2/2/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/3/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/10/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/11/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/13/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 11,000 | 11,000 | Refer to App. B-1 & B-2 |
2/13/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/16/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/16/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/17/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 12,000 | 12,000 | Refer to App. B-1 & B-2 |
2/17/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/17/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/18/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/18/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/19/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/19/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/20/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/20/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 30,000 | 30,000 | Refer to App. B-1 & B-2 |
2/23/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 10,000 | 10,000 | Refer to App. B-1 & B-2 |
2/23/2015 | MERRILL LYNCH INTERNATIONAL | Securities returned | N/A | Ordinary | (30,000) | (30,000) | Refer to App. B-1 & B-2 |
2/24/2015 | MERRILL LYNCH INTERNATIONAL | Securities borrowed | N/A | Ordinary | 9,000 | 9,000 | Refer to App. B-1 & B-2 |
Type of agreement | Global Master Securities Lending Agreement |
Parties to agreement | Merrill Lynch International and Securities Finance Trust Company |
Holder of voting rights | Securities borrower. Securities lender may instruct the registered holder to vote on securities. |
Are there any restrictions on voting rights? | No |
If yes, detail | N/A |
Scheduled return date (if any) | On recall of the securities loan by the securities lender. |
Does the borrower have the right to return early? | Yes |
If yes, detail | Securities borrower will have right to return assets at any time. |
Does the lender have the right to recall early? | Yes |
If yes, detail | Securities lender will have right to recall assets at any time. |
Will the securities be returned on settlement? | Yes |
If yes, detail any exceptions | N/A |
Related bodies corporate | Incorporated | ACN/Registration/Incorporation Number |
Merrill Lynch (Australia) Futures Limited | Australia | 003639674 |
Merrill Lynch International (Australia) Limited | Australia | 002892846 |
Merrill Lynch (Australia) Nominees Pty. Limited | Australia | 003925031 |
Berndale Securities Limited | Australia | 006687467 |
MLEQ Nominees Pty Limited | Australia | 006870864 |
Merrill Lynch Equities (Australia) Limited | Australia | 006276795 |
Merrill Lynch Markets (Australia) Pty. Limited | Australia | 075587816 |
Merrill Lynch (Australasia) Pty. Limited | Australia | 075923894 |
Merrill Lynch International | United Kingdom | 2312079 |
ML UK Capital Holdings | United Kingdom | 4971231 |
MLEIH Funding | United Kingdom | 06445048 |
Merrill Lynch Europe Limited | United Kingdom | 238151 |
Merrill Lynch UK Holdings | United Kingdom | 6657954 |
ML EMEA Holdings LLC | United States | 4583033 |
Merrill Lynch International Incorporated | United States | 0825826 |
NB Holdings Corporation | United States | 2361372 |
Bank of America Corporation | United States | N/A628 |
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