Brendan Caldwell
Chief Executive Officer at Caldwell Investment Management Ltd.
Net worth: 4 M $ as of 2024-03-30
Profile
Mr. Brendan T.
Caldwell, CFA, is a Director at Caldwell Securities Ltd., a President, Chief Executive Officer & Chief Investment Officer at Caldwell Investment Management Ltd., a Member at CFA Institute and a Member at CFA Society Toronto.
He is on the Board of Directors at Caldwell Financial Ltd.
and The Bishop Strachan School.
Prior to joining Caldwell in 1995, Mr. Caldwell worked for a major Canadian mutual fund company and then a bank-controlled investment dealer.
His securities exchange memberships have included Toronto, New York, the Chicago Board Options Exchange, the Kansas City Board of Trade and the American Stock Exchange (AMEX).
Mr. Caldwell earned his B.Sc.
from Trinity College at the University of Toronto in 1991 and his M.A.
in English Literature from the University of London, England, in 1992.
He has held his Chartered Financial Analyst (“CFA”) designation since 1995.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
URBANA CORPORATION
9.71% | 2024-03-20 | 971,314 ( 9.71% ) | 4 M $ | 2024-03-30 |
Brendan Caldwell active positions
| Companies | Position | Start |
|---|---|---|
Caldwell Investment Management Ltd.
 Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Chief Executive Officer | 1994-12-31 |
Caldwell Securities Ltd.
 Caldwell Securities Ltd. Investment Banks/BrokersFinance Caldwell Securities Ltd. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded by Thomas Caldwell in 1980 and they are a subsidiary of Caldwell Financial Ltd. Caldwell Securities provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. | Chief Executive Officer | 1994-12-31 |
Caldwell Financial Ltd.
 Caldwell Financial Ltd. Investment ManagersFinance Caldwell Financial Ltd. provides investment services. It also provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. The company was founded in 1980 and is headquartered in Toronto, Canada. | Director/Board Member | - |
The Bishop Strachan School
 The Bishop Strachan School Other Consumer ServicesConsumer Services The Bishop Strachan School provides education services. It provides education for day and boarding students from JK to Grade 12. The company was founded in 1867 and is headquartered in Toronto, Canada. | Director/Board Member | - |
CFA Society Toronto
 CFA Society Toronto Miscellaneous Commercial ServicesCommercial Services CFA Society Toronto supports the professional and business development of charterholders. It provides member services including educational programs, sponsored events, employment postings, and networking opportunities. The company was founded in 1936 and is headquartered in Toronto, Canada. | Corporate Officer/Principal | - |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Corporate Officer/Principal | - |
Former positions of Brendan Caldwell
| Companies | Position | End |
|---|---|---|
| CALDWELL US DIVIDEND ADVANTAGE FUND | Chief Executive Officer | - |
CNSX Markets, Inc.
 CNSX Markets, Inc. Investment Banks/BrokersFinance CNSX Markets, Inc. operates a stock exchange. It offers an alternative for companies looking to access the Canadian public capital markets. The company provides market access vendors, market data vendors, newswire services, network access providers, regulatory services and services for listed companies. The company was founded by Ian Bandeen in 2001 and is headquartered in Toronto, Canada. | Chairman | - |
Training of Brendan Caldwell
| University of London | Graduate Degree |
| Trinity College (Canada) | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 8 |
|---|---|
CNSX Markets, Inc.
CNSX Markets, Inc. Investment Banks/BrokersFinance CNSX Markets, Inc. operates a stock exchange. It offers an alternative for companies looking to access the Canadian public capital markets. The company provides market access vendors, market data vendors, newswire services, network access providers, regulatory services and services for listed companies. The company was founded by Ian Bandeen in 2001 and is headquartered in Toronto, Canada. | Finance |
Caldwell Investment Management Ltd.
Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Finance |
Caldwell Financial Ltd.
Caldwell Financial Ltd. Investment ManagersFinance Caldwell Financial Ltd. provides investment services. It also provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. The company was founded in 1980 and is headquartered in Toronto, Canada. | Finance |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Commercial Services |
Caldwell Securities Ltd.
Caldwell Securities Ltd. Investment Banks/BrokersFinance Caldwell Securities Ltd. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded by Thomas Caldwell in 1980 and they are a subsidiary of Caldwell Financial Ltd. Caldwell Securities provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. | Finance |
CFA Society Toronto
CFA Society Toronto Miscellaneous Commercial ServicesCommercial Services CFA Society Toronto supports the professional and business development of charterholders. It provides member services including educational programs, sponsored events, employment postings, and networking opportunities. The company was founded in 1936 and is headquartered in Toronto, Canada. | Commercial Services |
The Bishop Strachan School
The Bishop Strachan School Other Consumer ServicesConsumer Services The Bishop Strachan School provides education services. It provides education for day and boarding students from JK to Grade 12. The company was founded in 1867 and is headquartered in Toronto, Canada. | Consumer Services |
Caldwell U.S. Dividend Advantage Fund
 Caldwell U.S. Dividend Advantage Fund Investment Trusts/Mutual FundsMiscellaneous Caldwell U.S. Dividend Advantage Fund is a closed-end investment fund. The firm's portfolio comprises of US dividend-paying equity securities. Its objective is to provide investors with monthly cash distributions; and the potential for capital appreciation and enhanced long-term risk adjusted returns. The company was founded in May 28, 2015 and is headquartered in Toronto, Canada. | Miscellaneous |
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