Brian Shea
Director/Board Member at AMERIPRISE FINANCIAL, INC.
Net worth: 2 M $ as of 2024-03-30
Profile
Brian Thomas Shea is currently an Independent Director at The RBB Fund, Inc., Ameriprise Financial, Inc., and Fidelity National Information Services, Inc. He also holds positions as a Director at Tomorrow's Hope Foundation, Institute For Catholic Schools, and Trustee at St. John's University and The Catholic Charities of the Archdiocese of New York.
Additionally, he is a Member of the Financial Markets Authority.
In the past, he served as the Chief Executive Officer-Investment Services and Vice Chairman & CEO-Investment Services at The Bank of New York Mellon Corp.
and BNY Mellon, NA.
He was also the Chairman of the Securities Industry Association and Pershing LLC.
He has served as a Director at WisdomTree, Inc. and The Depository Trust & Clearing Corp.
He was a Member-Governors Board at the Financial Industry Regulatory Authority, Inc. and the National Association of Securities Dealers, Inc. He holds an MBA from Pace University and an undergraduate degree from St. John's University.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 2023-04-25 | 3,179 ( 0.00% ) | 1 M $ | 2024-03-30 | |
| 2023-05-23 | 9,757 ( 0.00% ) | 723 774 $ | 2024-03-30 |
Brian Shea active positions
| Companies | Position | Start |
|---|---|---|
| FIDELITY NATIONAL INFORMATION SERVICES, INC. | Director/Board Member | 2018-06-10 |
| AMERIPRISE FINANCIAL, INC. | Director/Board Member | 2019-05-31 |
The Catholic Charities of the Archdiocese of New York
 The Catholic Charities of the Archdiocese of New York Miscellaneous Commercial ServicesCommercial Services The Catholic Charities of the Archdiocese of New York operates as non-profit organization. It protects and nurtures children and youth; feeds the hungry and shelters the homeless; strengthens families and resolving crisis; supports the physically and emotionally challenged; and welcomes and integrates immigrants and refugees. The company was founded in 1917 and is headquartered in New York, NY. | Director/Board Member | - |
| The RBB Fund, Inc. | Director/Board Member | 2018-04-30 |
| Institute For Catholic Schools | Director/Board Member | - |
| St. John's University | Director/Board Member | 2011-07-10 |
Tomorrow's Hope Foundation
 Tomorrow's Hope Foundation Investment Trusts/Mutual FundsMiscellaneous Tomorrow's Hope Foundation is a non-profit organization that provides scholarship and program funding for the needs of students and schools. The company was founded in September 2005 and is headquartered in Uniondale, NY. | Director/Board Member | - |
| Financial Markets Authority | Corporate Officer/Principal | - |
Former positions of Brian Shea
| Companies | Position | End |
|---|---|---|
| WISDOMTREE, INC. | Director/Board Member | 2019-02-24 |
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Training of Brian Shea
| Pace University | Masters Business Admin |
| St. John's University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 4 |
|---|---|
| WISDOMTREE, INC. | Miscellaneous |
| BANK OF NEW YORK MELLON CORPORATION (THE) | Finance |
| AMERIPRISE FINANCIAL, INC. | Finance |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. | Technology Services |
| Private companies | 13 |
|---|---|
| The RBB Fund, Inc. | Miscellaneous |
| Securities Industry Association | Commercial Services |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Finance |
Pershing LLC
 Pershing LLC Investment Banks/BrokersFinance Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds. | Finance |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |
The Catholic Charities of the Archdiocese of New York
The Catholic Charities of the Archdiocese of New York Miscellaneous Commercial ServicesCommercial Services The Catholic Charities of the Archdiocese of New York operates as non-profit organization. It protects and nurtures children and youth; feeds the hungry and shelters the homeless; strengthens families and resolving crisis; supports the physically and emotionally challenged; and welcomes and integrates immigrants and refugees. The company was founded in 1917 and is headquartered in New York, NY. | Commercial Services |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Finance |
Tomorrow's Hope Foundation
Tomorrow's Hope Foundation Investment Trusts/Mutual FundsMiscellaneous Tomorrow's Hope Foundation is a non-profit organization that provides scholarship and program funding for the needs of students and schools. The company was founded in September 2005 and is headquartered in Uniondale, NY. | Miscellaneous |
BNY Mellon, NA
 BNY Mellon, NA Investment ManagersFinance BNY Mellon, NA operates as a nationally chartered commercial bank. The company is headquartered in Pittsburgh, PA. | Finance |
| Insured Retirement Institute | |
| Financial Markets Authority | Government |
The Bank of New York Mellon (New York)
 The Bank of New York Mellon (New York) Regional BanksFinance The Bank of New York Mellon is a state chartered bank. It offers asset servicing, issuer services, treasury services, broker-dealer, and advisor services and bank-advised business of asset management. The company is headquartered in New York, NY. | Finance |
| Institute For Catholic Schools |
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