David Swanson
Director/Board Member at RIVERNORTH CAPITAL AND INCOME FUND, INC.
Profile
David M.
Swanson is the founder and the Managing Partner of SwanDog Strategic Marketing, LLC, which was founded in 2006.
He is currently the Director at Rivernorth Funds since 2013, the Director at Managed Portfolio Series since 2011, and an Independent Director at RiverNorth Capital & Income Fund, Inc., RiverNorth Opportunities Fund, Inc., RiverNorth, RiverNorth Opportunistic Municipal Income Fund, Inc., RiverNorth Managed Duration Municipal Income Fund Inc, Rivernorth Flexible Municipal Income Fund, Inc., RiverNorth Flexible Municipal Income Fund II, Inc., RiverNorth SPAC Focus Fund, Inc., RiverNorth Managed Duration Municipal Income Fund II, Inc., and ALPS Variable Investment Trust.
Mr. Swanson's former positions include President & Chief Executive Officer at Scudder Stevens & Clark Inc, Scudder Investments Canada Ltd., and Canada Ltd., Managing Director at Morgan Stanley from 2000 to 2004, Executive Vice President-Distribution at Calamos Asset Management, Inc., Chief Marketing Officer & Executive Vice President at Invesco Capital Markets, Inc., Chief Operating Officer at Van Kampen Investments, Inc. from 2002 to 2004, and Executive Vice President & Head-Distribution at Calamos Investments LLC from 2004 to 2006.
He obtained his undergraduate degree from Southern Illinois University and his graduate degree from Kellogg School of Management.
David Swanson active positions
| Companies | Position | Start |
|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. | Director/Board Member | 2012-12-31 |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Director/Board Member | 2018-12-31 |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Director/Board Member | 2017-12-31 |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Director/Board Member | 2017-12-31 |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Director/Board Member | 2017-12-31 |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Director/Board Member | 2019-12-31 |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Director/Board Member | 2020-12-31 |
| RIVH MANAPAR | Director/Board Member | 2021-12-31 |
| Managed Portfolio Series | Director/Board Member | 2010-12-31 |
| ░░░░░░░░░░ ░░░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | ░░░░░░░░░░ |
| ░░░░░░░░░░ ░░░░ ░░░░░ ░░░░░ ░░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | - |
| ░░░░░░░ ░░░░░░░░░ ░░░░░░░░░░ ░░░ | ░░░░░░░ | ░░░░░░░░░░ |
Former positions of David Swanson
| Companies | Position | End |
|---|---|---|
| ░░░░░░░ ░░░░░░░░░░░ ░░░ | ░░░░░░░░░ ░░░░░░░░░░░░░░░░░ | ░░░░░░░░░░ |
| ░░░░░░ ░░░░░░░ | ░░░░░░░░░ ░░░░░░░░░░░░░░░░░ | ░░░░░░░░░░ |
| ░░░ ░░░░░░ ░░░░░░░░░░░░ ░░░░ | ░░░░░ ░░░░░░░░░ ░░░░░░░ | ░░░░░░░░░░ |
| ░░░░░░░ ░░░░░░░ ░░░░░░░░ ░░░░ | ░░░░░ ░ ░░░░░░░░░ | - |
| ░░░░░░░ ░░░░░░░░░░░ ░░░░░░ ░░░░ | ░░░░░ ░░░░░░░░░ ░░░░░░░ | - |
Training of David Swanson
| Southern Illinois University | Undergraduate Degree |
| Kellogg School of Management | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| MORGAN STANLEY | Finance |
| Private companies | 20 |
|---|---|
| Scudder Stevens & Clark Inc | Finance |
Calamos Asset Management, Inc.
 Calamos Asset Management, Inc. Investment Banks/BrokersFinance Calamos Asset Management, Inc. is an investment management company, which engages in the provision of equity, fixed-income, convertible, and alternative investment strategies. It serves institutions and individuals via separately managed accounts and open-end and closed-end funds. The company was founded by John P. Calamos on July 23, 2004 and is headquartered in Naperville, IL. | Finance |
| ALPS Variable Investment Trust | |
Invesco Capital Markets, Inc.
 Invesco Capital Markets, Inc. Investment Banks/BrokersFinance Invesco Capital Markets, Inc. provides financial services. It offers investment brokerage services to individual investors. The company is headquartered in Downers Grove, IL. | Finance |
| Rivernorth Funds | Miscellaneous |
| Managed Portfolio Series | Miscellaneous |
Van Kampen Investments, Inc.
 Van Kampen Investments, Inc. Investment ManagersFinance Van Kampen Investments, Inc. operated an investment management company that offered management and supervision of assets, open-end and closed-end mutual funds, unit investment trusts, retirement products and investment platforms. It was founded in 1968 and was headquartered in Oakbrook Terrace, IL. | Finance |
Calamos Investments LLC
 Calamos Investments LLC Investment ManagersFinance Calamos Investments LLC is a global investment firm headquartered in Naperville, Illinois. The firm was founded by John P. Calamos in 1977 and is a subsidiary of Calamos Partners LLC. Calamos Investments offers a range of global investment solutions through separately managed portfolios, mutual funds, closed-end funds, private funds, and UCITS funds. Their clients include major corporations, pension funds, endowments, foundations and individuals, as well as the financial advisors and consultants who serve them. | Finance |
RiverNorth Capital & Income Fund, Inc.
 RiverNorth Capital & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Capital & Income Fund, Inc.. is a non-diversified, closed end management investment company. Its investment objective is to seek a high level of current income. The firm seeks to accomplish its objective by constructing a diversified portfolio of consumer, small business and specialty finance debt assets generated from selected marketplace lending originators. The company was founded on June 9, 2015 and is headquartered in West Palm Beach, FL. | Miscellaneous |
RiverNorth Opportunities Fund, Inc.
 RiverNorth Opportunities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Opportunities Fund, Inc. is a closed-end management investment company. Its investment objective is total return consisting of capital appreciation and current income. Its activities include investment in other underlying funds not classified as closed-end funds and exchange-traded notes and cash and cash equivalents; and securities lending. The company was founded on September 9, 2010 and is headquartered in West Palm Beach, FL. | Miscellaneous |
| SwanDog Strategic Marketing, LLC | |
RiverNorth/DoubleLine Strategic Opportunity Fund
 RiverNorth/DoubleLine Strategic Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. is a closed-end management investment company. It seeks to achieve its investment objective by allocating its Managed Assets among the two principal strategies; under normal market conditions. The company was founded on June 22, 2016 and is headquartered in West Palm Beach, FL. | Miscellaneous |
RiverNorth Opportunistic Municipal Income Fund, Inc.
 RiverNorth Opportunistic Municipal Income Fund, Inc. Financial ConglomeratesFinance RiverNorth Opportunistic Municipal Income Fund, Inc. operates as Closed-End Investment Fund/Investment Trust. It specializes in opportunistic investment strategies in niche markets. The firm operates as investment manager to registered funds, private funds and separately managed accounts. The company is headquartered in West Palm Beach, FL. | Finance |
RiverNorth Managed Duration Municipal Income Fund Inc
 RiverNorth Managed Duration Municipal Income Fund Inc Investment Trusts/Mutual FundsMiscellaneous RiverNorth Managed Duration Municipal Income Fund, Inc. is a closed-end management investment company. Its investment objective is current income exempt from regular U.S. federal income taxes and total return. The company was founded on july 25 2019 and is headquartered in West Palm Beach, FL. | Miscellaneous |
Scudder Investments Canada Ltd.
 Scudder Investments Canada Ltd. Investment ManagersFinance Scudder Investments Canada Ltd. provides investment management services. The private company is based in Winnipeg, Canada. | Finance |
Rivernorth Flexible Municipal Income Fund, Inc.
 Rivernorth Flexible Municipal Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Rivernorth Flexible Municipal Income Fund, Inc. is a closed-end investment management company. Its investment objective is current income exempt from regular U.S. federal income taxes. The company was founded in 2019 and is headquartered in West Palm Beach, FL. | Miscellaneous |
RiverNorth Flexible Municipal Income Fund II, Inc.
 RiverNorth Flexible Municipal Income Fund II, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Flexible Municipal Income Fund II, Inc. operates as a closed-end management investment fund company. The Fund’s primary investment objective is current income exempt from regular U.S. federal income taxes and secondary investment objective is total return. The company was founded in June 11, 2020 and is headquartered in West Palm Beach, FL. | Miscellaneous |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL. | Miscellaneous |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
 RiverNorth Managed Duration Municipal Income Fund II, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Managed Duration Municipal Income Fund II, Inc. functions as an organized, diversified, closed-end management investment fund. The fund's primary investment objective is current income exempt from regular U.S. Federal income and secondary investment objective is total return. The company is headquartered in Chicago, IL. | Miscellaneous |
| Canada Ltd. |
- Stock Market
- Insiders
- David Swanson
