Judith M. Rosenberg
Director/Board Member at Federation Employment & Guidance Service, Inc.
Profile
Ms. Judith M.
Rosenberg is Chief Compliance Officer at Forward Management LLC and a Member at The Order of the Coif.
She is on the Board of Directors at Federation Employment & Guidance Service, Inc.
Ms. Rosenberg has been involved in the legal and compliance end of the securities business since 1984, working in the Law Division of Dean Witter and Morgan Stanley.
As Director of Compliance at Morgan Stanley Online from 1997-2002, she developed compliance policies and procedures and supervised registration, litigation, customer complaint response and regulatory reporting.
She also worked with regulators on the national and state level in advisory and audit contexts in developing a model of conduct for the online brokerage business.
As Senior Attorney in Morgan Stanley’s Law Division, Ms. Rosenberg worked with the Individual Investor Group and represented the firm in a variety of litigation, arbitration, and regulatory matters in addition to supervising staff attorneys and paralegals.
Prior to joining Morgan Stanley, Ms. Rosenberg worked as a litigation attorney at Steefel, Levitt & Weiss from 1983 to 1984, and as a litigation attorney for Morrison and Foerster from 1979 to 1983.
Ms. Rosenberg holds a BA degree from New York University and JD degree from the Hastings College of the Law, where she was Managing Editor of the Hastings Law Review and a member of Order of the Coif.
Judith M. Rosenberg active positions
| Companies | Position | Start |
|---|---|---|
Federation Employment & Guidance Service, Inc.
 Federation Employment & Guidance Service, Inc. Services to the Health IndustryHealth Services The mission of F·E·G·S Health and Human Services System has remained constant for almost three-quarters of a century: To meet the needs of the Jewish and broader community through a diverse network of high quality, cost-efficient health and human services that help each person achieve greater independence at work, at home, at school and in the community, and meet the ever-changing needs of business and society. F·E·G·S has assisted more than three million people since its founding in 1934 by the Federation of Jewish Philanthropies, now UJA-Federation of New York, of which F·E·G·S is a beneficiary agency. Today, F·E·G·S is one of the largest and most diversified not-for-profit health and human services organizations in the United States. | Director/Board Member | 2009-09-15 |
The Order of the Coif
 The Order of the Coif Miscellaneous Commercial ServicesCommercial Services The Order of the Coif provides legal educational services. The non-profit company is based in Chapel Hill, NC. | Corporate Officer/Principal | 2011-05-16 |
Former positions of Judith M. Rosenberg
| Companies | Position | End |
|---|---|---|
Israel Discount Capital Markets & Investments Ltd.
 Israel Discount Capital Markets & Investments Ltd. Investment ManagersFinance Israel Discount Capital Markets & Investments Ltd. (Discount Capital Markets & Investments) is a private equity subsidiary of Israel Discount Bank of New York founded in 1992. The firm is headquartered in Tel Aviv, Israel. | Chief Investment Officer | 2008-03-23 |
Morgan Stanley & Co. LLC
 Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Corporate Officer/Principal | 2002-12-30 |
Steefel, Levitt & Weiss
 Steefel, Levitt & Weiss Miscellaneous Commercial ServicesCommercial Services Part of Manatt, Phelps & Phillips LLP, Steefel, Levitt & Weiss provides legal services. The company is based in San Francisco, CA. Steefel, Levitt & Weiss was acquired by Manatt, Phelps & Phillips LLP on February 04, 2008. | Corporate Officer/Principal | 1984-12-30 |
Morrison & Frazier LLC
 Morrison & Frazier LLC Investment ManagersFinance Founded in 1995, Morrison & Frazier LLC is an investment advisory firm located in Lafayette, California. | Corporate Officer/Principal | 1983-12-30 |
Training of Judith M. Rosenberg
| Hastings College | Graduate Degree |
| New York University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
Morrison & Frazier LLC
Morrison & Frazier LLC Investment ManagersFinance Founded in 1995, Morrison & Frazier LLC is an investment advisory firm located in Lafayette, California. | Finance |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Finance |
Israel Discount Capital Markets & Investments Ltd.
Israel Discount Capital Markets & Investments Ltd. Investment ManagersFinance Israel Discount Capital Markets & Investments Ltd. (Discount Capital Markets & Investments) is a private equity subsidiary of Israel Discount Bank of New York founded in 1992. The firm is headquartered in Tel Aviv, Israel. | Finance |
Federation Employment & Guidance Service, Inc.
Federation Employment & Guidance Service, Inc. Services to the Health IndustryHealth Services The mission of F·E·G·S Health and Human Services System has remained constant for almost three-quarters of a century: To meet the needs of the Jewish and broader community through a diverse network of high quality, cost-efficient health and human services that help each person achieve greater independence at work, at home, at school and in the community, and meet the ever-changing needs of business and society. F·E·G·S has assisted more than three million people since its founding in 1934 by the Federation of Jewish Philanthropies, now UJA-Federation of New York, of which F·E·G·S is a beneficiary agency. Today, F·E·G·S is one of the largest and most diversified not-for-profit health and human services organizations in the United States. | Health Services |
The Order of the Coif
The Order of the Coif Miscellaneous Commercial ServicesCommercial Services The Order of the Coif provides legal educational services. The non-profit company is based in Chapel Hill, NC. | Commercial Services |
Steefel, Levitt & Weiss
Steefel, Levitt & Weiss Miscellaneous Commercial ServicesCommercial Services Part of Manatt, Phelps & Phillips LLP, Steefel, Levitt & Weiss provides legal services. The company is based in San Francisco, CA. Steefel, Levitt & Weiss was acquired by Manatt, Phelps & Phillips LLP on February 04, 2008. | Commercial Services |
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