Karl Spaeth

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

BlackRock Advisors LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. The firm was founded in 1994 and is a subsidiary of BlackRock Capital Holdings, Inc., ultimately held by BlackRock, Inc. (NYSE: BLK). BlackRock Advisors manages assets for US-registered investment companies and 529 Plans.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

UBS AG's (NYSE: UBS) New York City-based wealth management arm is known as UBS Private Banking (US). The firm provides a range of customized wealth management products and services for private clients.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

Right Media, Inc. operates a digital advertising exchange platform. It provide services to the digital advertising companies including ad networks, direct advertisers, data providers, technology innovators and global agencies. The company was founded by Michael Walrath in 2003 and is headquartered in New York, NY.

GreenDimes, Inc. reduces junk mails and supports tree plantation. It offers trees to its subscribed members. The company was founded by Pankaj B. Shah in September 2006 and is headquartered in Palo Alto, CA.

Charitybuzz LLC provides social services such as community groups. It raises funds for nonprofits around the globe through exclusive online charity auctions with recognizable celebrities and brands. In addition to work with nonprofits, the firm works with Fortune 500 brands focusing on corporate philanthropy. The company was founded by Coppy Holzman in 2005 and is headquartered in New York, NY.

University of Washington functions as a College/University. The company is headquartered in Seattle, WA.

Neuberger Berman BD LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. It is directly owned by Neuberger Berman Investment Advisers LLC, which is an indirect, wholly-owned subsidiary of Neuberger Berman Group LLC, which is owned by NBSH Acquisition LLC. The firm traces their origin back to the 1939 founding of Neuberger & Berman, its predecessor firm. In 1950, Neuberger Berman became one of the first firms to offer a no-load mutual fund to individual investors. Neuberger Berman BD manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).

ABS Capital Partners, Inc. (ABS Capital Partners) is a private equity firm founded in 1990 by Don Bruce Hebb and Tim Thaddeus Weglicki. The firm is headquartered in Washington, DC.

Tompkins Insurance Agencies, Inc. operates as an insurance agency. It engages in helping families and businesses with insurance strategies and solutions to protect their assets and manage risk. The firm offers personal insurance and commercial insurance services. The company is headquartered in Attica, NY.

Founded in 2007, Kayne Anderson Real Estate Advisors is the real estate investment arm of Kayne Anderson Capital Advisors LP. Their ultimate parent is Kayne Anderson Investment Management, Inc. Kayne Anderson is headquartered in Los Angeles, California.

Foundermark, Inc. helps people connect with others who share similar interests and feelings. The American company's platform allows users to make friends and potentially form romantic relationships. Foundermark was founded by Bard Douglas, Ben Chow, Gade Avanti, Tauber Hayes, Gottlieb Bill, Jeremy Jennings, Bobby Goodlatte, Jon Brelig, Jonah Goodhart, Jared Hand, Jared Fliesler, and Dan Kurani. Dan Kurani has been the CEO since incorporation.

Moat, Inc. develops technologies and products for brand advertisers and premium publishers. It operates software as a service which focuses on building products for advertisers and publishers. The firm’s offerings include Moat Analytics, an attention measurement platform that provides analytics and insights on ad campaigns for publishers, and Moat Pro, an ad intelligence platform that allows markets to research trends in the online advertising industry. The company was founded by Noah Goodhart, Jaonah Goodhart and Michael Walrath in 2010 and is headquartered in New York, NY.

ArentFox Schiff LLP provides legal services. The firm offers their services in areas including the intellectual property, real estate, telecommunications, healthcare, automotive, sports, white collar, international trade, bankruptcy, and complex litigation. The company was founded in 1942 and is headquartered in Washington, DC.

Better Mortgage Corp. engages in the provision of mortgage loans. It offers both fixed and adjustable rates for conventional and jumbo loans; and finance properties such as single-family homes, multi-family homes, townhouses, condominiums, and planned unit development (PUD). The company was founded by Vishal Garg, Eric Wilson and Viral Shah in 2014 and is headquartered in New York, NY.

HIAS, Inc. is the international migration agency of the American Jewish community. It provides rescue and refuge for persecuted and oppressed Jews around the world. The organization was founded in 1881 and is headquartered in Silver Springs, MD.

Gilgamesh Ventures LLC (Gilgamesh Ventures) is a venture capital firm founded in 2020 by Miguel Armaza, Andrew Endicott and Sue Choe. The firm is headquartered in New York.

MSGN Holdings LP engages in the operations of sports, entertainment, and media businesses. It operates through its business segments: MSG Sports, MSG Media, and MSG Entertainment. The company was founded in 1879 and is headquartered in New York, NY.

Thrivable, Inc. is a real-time market research platform in the healthcare industry. The company is based in Bedford Heights, OH. The company helps patients and organizations create a better future together by providing easy-to-use survey tools and an on-demand patient panel. The company offers qualitative and quantitative research, as well as human factors needs with the most comprehensive diabetes patient database in the USA. Thrivable provides patient experience insights to some of the biggest names in healthcare. Thrivable was founded by Ryan Fuchs and David Edelman, with David Edelman serving as the CEO since incorporation.

Upper90 Capital Management LLC (Upper90 Capital Management) is a venture capital firm founded in 2018. The firm is headquartered in New York.

FIAM LLC (do-business-as Fidelity Institutional Asset Management) is a SEC-registered investment advisor headquartered in Smithfield, Rhode Island. The firm was founded in 2006 and formerly known as Pyramis Global Advisors LLC. They are wholly-owned by FIAM Holdings LLC, which in turn is owned by FMR LLC, aka Fidelity Investments. FIAM provides discretionary investment management services to institutional accounts. They also sub-advice funds or accounts for affiliated advisers and unaffiliated advisers.