Marcy Kalat
Corporate Officer/Principal at National Society of Compliance Professionals
Profile
Marcy Kalat is a Member of the Securities Industry & Financial Markets Association, Inc. and a Member of the National Society of Compliance Professionals.
She previously worked as a Sales Director at Regulatory Compliance LLC, an Account Executive at Informa Media, Inc., a Principal at Ninth House, Inc., a Manager-Area Sales at Uconnections.com, Inc., a Vice President-Sales at RegEd, Inc., a Principal at Cargill Steel, Inc., and a Vice President-Sales at FIRE Solutions, Inc. She was also a Member of the National Charity League, Inc. from 2000 to 2012.
Ms. Kalat received an undergraduate degree from Indiana University.
Marcy Kalat active positions
| Companies | Position | Start |
|---|---|---|
| National Society of Compliance Professionals | Corporate Officer/Principal | 2010-10-11 |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Corporate Officer/Principal | 2010-10-11 |
Former positions of Marcy Kalat
| Companies | Position | End |
|---|---|---|
| National Charity League, Inc. | Corporate Officer/Principal | - |
Regulatory Compliance LLC
 Regulatory Compliance LLC Miscellaneous Commercial ServicesCommercial Services Regulatory Compliance LLC provided securities compliance consulting services. It offered compliance manuals, supervisory procedures, anti-money laundering, business community and CE training services. The firm provided accounting, filing preparation, net capitol computation and bookkeeping services. The company was founded by Stephen J. Sussman in 1989 and was headquartered in Londonderry, NH. | Sales & Marketing | - |
Uconnections.com, Inc.
 Uconnections.com, Inc. Internet Software/ServicesTechnology Services Uconnections.com, Inc. provides e-commerce and information tailored to local campus communities. The company is headquartered in New York, NY. | Corporate Officer/Principal | 2010-10-11 |
RegEd, Inc.
 RegEd, Inc. Packaged SoftwareTechnology Services RegEd, Inc. Provides technical solutions for compliance software and systems. Its solutions include broker-dealer enterprise compliance platform, SCORE risk control center, compliance and audit management, conflicts of interest management, contracting, licensing and registration, compliance education and product training and insurance compliance management solutions. The firm serves to to broker-dealers, investment advisors, insurance and holding companies. The company was founded by John M. Schobel in 1994 and is headquartered in Morrisville, NC. | Sales & Marketing | - |
Cargill Steel, Inc.
 Cargill Steel, Inc. SteelNon-Energy Minerals Cargill steel, Inc. manufactures and distributes steel. Its products include plates, sheets, strips, rods, bars, and tubes. The company is located in Minnetonka, MN. | Corporate Officer/Principal | - |
Training of Marcy Kalat
| Indiana University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 10 |
|---|---|
Informa Media, Inc.
 Informa Media, Inc. Advertising/Marketing ServicesCommercial Services Informa Media, Inc. publishes trade magazines. It provides tools and information that help business professionals to do their jobs better. Its products include fleet discovery, aviation week application, delicious living newsletter, and in-article video. The company was founded in 1886 and is headquartered in New York, NY. | Commercial Services |
Ninth House, Inc.
 Ninth House, Inc. Miscellaneous Commercial ServicesCommercial Services Ninth House, Inc. engages in provision of eLearning and employee training solutions. The company was founded in 1996 and headquartered in San Francisco, CA. | Commercial Services |
Uconnections.com, Inc.
Uconnections.com, Inc. Internet Software/ServicesTechnology Services Uconnections.com, Inc. provides e-commerce and information tailored to local campus communities. The company is headquartered in New York, NY. | Technology Services |
RegEd, Inc.
RegEd, Inc. Packaged SoftwareTechnology Services RegEd, Inc. Provides technical solutions for compliance software and systems. Its solutions include broker-dealer enterprise compliance platform, SCORE risk control center, compliance and audit management, conflicts of interest management, contracting, licensing and registration, compliance education and product training and insurance compliance management solutions. The firm serves to to broker-dealers, investment advisors, insurance and holding companies. The company was founded by John M. Schobel in 1994 and is headquartered in Morrisville, NC. | Technology Services |
Cargill Steel, Inc.
Cargill Steel, Inc. SteelNon-Energy Minerals Cargill steel, Inc. manufactures and distributes steel. Its products include plates, sheets, strips, rods, bars, and tubes. The company is located in Minnetonka, MN. | Non-Energy Minerals |
FIRE Solutions, Inc.
 FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services FIRE Solutions, Inc. provides compliance and training solutions. It offers various educational courses, such as securities exam preparation, firm element continuing education, anti-money laundering training, CFP continuing education, and insurance pre-licensing and exam preparation. The firm also provides compliance solutions, including annual compliance meeting, questionnaire services, gift and entertainment tracking, and representative registration and tracking. The company was founded by Juliana Lutzi and Nicole Miller in 1999 and is headquartered in New York, NY. | Commercial Services |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Commercial Services |
| National Charity League, Inc. | |
| National Society of Compliance Professionals | |
Regulatory Compliance LLC
Regulatory Compliance LLC Miscellaneous Commercial ServicesCommercial Services Regulatory Compliance LLC provided securities compliance consulting services. It offered compliance manuals, supervisory procedures, anti-money laundering, business community and CE training services. The firm provided accounting, filing preparation, net capitol computation and bookkeeping services. The company was founded by Stephen J. Sussman in 1989 and was headquartered in Londonderry, NH. | Commercial Services |
- Stock Market
- Insiders
- Marcy Kalat