Patrick Galley
Chief Executive Officer at RIVERNORTH CAPITAL AND INCOME FUND, INC.
Net worth: 19 M $ as of 2024-03-30
Profile
Patrick William Galley is currently the Chief Executive Officer & Chief Investment Officer at RiverNorth Capital Management LLC since 2004.
He is also the Chairman, President, Chief Executive Officer & CIO at RiverNorth Capital & Income Fund, Inc. since 2016, and the Chairman, President & Chief Executive Officer at RiverNorth since 2016.
Additionally, he holds the positions of Chairman, President, CEO & CIO at Rivernorth Flexible Municipal Income Fund, Inc. since 2019, Chairman & President at Rivernorth Funds since 2006, Chairman & President at RiverNorth Opportunistic Municipal Income Fund, Inc. since 2018, Chairman & President at RiverNorth Managed Duration Municipal Income Fund Inc since 2019, Chairman & President at RiverNorth Flexible Municipal Income Fund II, Inc. since 2021, and Chairman & President at RiverNorth Managed Duration Municipal Income Fund II, Inc. since 2022.
He is also a Director at RiverNorth Holding Co. since 2010, a Director at RiverNorth Opportunities Fund, Inc. since 2013, and a Member of the Member-Managers Board at RiverNorth Financial Holdings LLC.
In the past, he worked as a Director at Rivernorth Securities LLC from 2010 to 2012 and as a VP-Global Corporate Investment Bank at Bank of America Corp.
in 2003.
He obtained his undergraduate degree from Rochester Institute of Technology in 1997.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 2022-12-30 | 466,497 ( 28.17% ) | 12 M $ | 2024-03-30 | |
| 2024-04-25 | 237,061 ( 7.05% ) | 4 M $ | 2024-03-30 | |
| 2022-11-14 | 282,018 ( 1.31% ) | 3 M $ | 2024-03-30 | |
| 2022-11-03 | 5,000 ( 0.03% ) | 74 850 $ | 2024-03-30 |
Patrick Galley active positions
| Companies | Position | Start |
|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. | Director/Board Member | 2012-12-31 |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Chief Executive Officer | 2015-12-31 |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Chief Executive Officer | 2015-12-31 |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Chairman | - |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Chairman | 2018-12-31 |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Chief Executive Officer | 2018-12-31 |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Chairman | 2020-12-31 |
| RIVH MANAPAR | Chairman | 2021-12-31 |
RiverNorth Capital Management LLC
 RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts. | Chief Executive Officer | 2004-09-30 |
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Former positions of Patrick Galley
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Training of Patrick Galley
| Rochester Institute of Technology | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Finance |
| Private companies | 17 |
|---|---|
| Rivernorth Funds | Miscellaneous |
Rivernorth Securities LLC
 Rivernorth Securities LLC Investment Banks/BrokersFinance Rivernorth Securities LLC is an American company. | Finance |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Commercial Services |
CFA Society of Chicago
 CFA Society of Chicago Miscellaneous Commercial ServicesCommercial Services CFA Society of Chicago is an investment analysts society that brings together nearly 4,200 top professionals involved in investment analysis. The society is based in Chicago, IL and is the oldest of its kind. The CFA designation is recognized by the society as a recognition of knowledge, skills, and abilities in security analysis and portfolio management. Christopher Thomas Vincent has been the CEO of the non-profit company since 2020. | Commercial Services |
RiverNorth Capital Management LLC
RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts. | Finance |
RiverNorth Holding Co.
 RiverNorth Holding Co. Financial ConglomeratesFinance RiverNorth Holding Co. operates as a holding company. The company is headquartered in Delaware. | Finance |
RiverNorth Capital & Income Fund, Inc.
 RiverNorth Capital & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Capital & Income Fund, Inc.. is a non-diversified, closed end management investment company. Its investment objective is to seek a high level of current income. The firm seeks to accomplish its objective by constructing a diversified portfolio of consumer, small business and specialty finance debt assets generated from selected marketplace lending originators. The company was founded on June 9, 2015 and is headquartered in West Palm Beach, FL. | Miscellaneous |
| RiverNorth Financial Holdings LLC | |
RiverNorth Opportunities Fund, Inc.
 RiverNorth Opportunities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Opportunities Fund, Inc. is a closed-end management investment company. Its investment objective is total return consisting of capital appreciation and current income. Its activities include investment in other underlying funds not classified as closed-end funds and exchange-traded notes and cash and cash equivalents; and securities lending. The company was founded on September 9, 2010 and is headquartered in West Palm Beach, FL. | Miscellaneous |
RiverNorth/DoubleLine Strategic Opportunity Fund
 RiverNorth/DoubleLine Strategic Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. is a closed-end management investment company. It seeks to achieve its investment objective by allocating its Managed Assets among the two principal strategies; under normal market conditions. The company was founded on June 22, 2016 and is headquartered in West Palm Beach, FL. | Miscellaneous |
RiverNorth Opportunistic Municipal Income Fund, Inc.
 RiverNorth Opportunistic Municipal Income Fund, Inc. Financial ConglomeratesFinance RiverNorth Opportunistic Municipal Income Fund, Inc. operates as Closed-End Investment Fund/Investment Trust. It specializes in opportunistic investment strategies in niche markets. The firm operates as investment manager to registered funds, private funds and separately managed accounts. The company is headquartered in West Palm Beach, FL. | Finance |
RiverNorth Managed Duration Municipal Income Fund Inc
 RiverNorth Managed Duration Municipal Income Fund Inc Investment Trusts/Mutual FundsMiscellaneous RiverNorth Managed Duration Municipal Income Fund, Inc. is a closed-end management investment company. Its investment objective is current income exempt from regular U.S. federal income taxes and total return. The company was founded on july 25 2019 and is headquartered in West Palm Beach, FL. | Miscellaneous |
Rivernorth Flexible Municipal Income Fund, Inc.
 Rivernorth Flexible Municipal Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Rivernorth Flexible Municipal Income Fund, Inc. is a closed-end investment management company. Its investment objective is current income exempt from regular U.S. federal income taxes. The company was founded in 2019 and is headquartered in West Palm Beach, FL. | Miscellaneous |
RiverNorth Flexible Municipal Income Fund II, Inc.
 RiverNorth Flexible Municipal Income Fund II, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Flexible Municipal Income Fund II, Inc. operates as a closed-end management investment fund company. The Fund’s primary investment objective is current income exempt from regular U.S. federal income taxes and secondary investment objective is total return. The company was founded in June 11, 2020 and is headquartered in West Palm Beach, FL. | Miscellaneous |
FLX Distribution, Inc.
 FLX Distribution, Inc. Internet Software/ServicesTechnology Services Flx Distribution operates as a network technology platform. It offers management consulting and assistance, marketing, promotion and data. The company was founded by Brian Moran and is headquartered in New York, the United States. | Technology Services |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL. | Miscellaneous |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
 RiverNorth Managed Duration Municipal Income Fund II, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Managed Duration Municipal Income Fund II, Inc. functions as an organized, diversified, closed-end management investment fund. The fund's primary investment objective is current income exempt from regular U.S. Federal income and secondary investment objective is total return. The company is headquartered in Chicago, IL. | Miscellaneous |
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