Roger W. Ko
Trading-Fixed Income at Flaherty & Crumrine, Inc.
Profile
Mr. Roger W.
Ko is a Trader at Flaherty & Crumrine, Inc. He joined the firm in September 203.
Prior to joining Flaherty and Crumrine, Mr. Ko worked for nine years as aTtrader at Deutsche Bank.
From 2004-2010, he helped manage a proprietary trading portfolio comprised of preferred securities, corporate bonds, term loans, credit default swaps, and structured products.
He helped to develop an integrated system to organize, track, and analyze a diverse and complex portfolio of securities.
In 2010, he joined the credit correlation desk and most recently, he traded Aircraft ABS as the primary market maker for Deutsche.
Mr. Ko earned his J.D.
from the University of Michigan Law School and his B.S.
in Chemistry from Haverford College.
He is a member of the New York State Bar.
Roger W. Ko active positions
| Companies | Position | Start |
|---|---|---|
Flaherty & Crumrine, Inc.
 Flaherty & Crumrine, Inc. Investment ManagersFinance Flaherty & Crumrine, Inc. is an independent, SEC-registered investment advisor headquartered in Pasadena, California. The firm was founded by Robert Flaherty and Donald Crumrine in 1983. Flaherty & Crumrine offers investment supervisory services to corporations and other business entities, charitable organizations, closed-end funds, mutual funds and similar pooled investment vehicles and individuals. | Trading-Fixed Income | 2013-08-31 |
Former positions of Roger W. Ko
| Companies | Position | End |
|---|---|---|
Deutsche Bank Securities, Inc.
 Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve. | Corporate Officer/Principal | 2013-06-29 |
Training of Roger W. Ko
| The University of Michigan Law School | Graduate Degree |
| Haverford College | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Deutsche Bank Securities, Inc.
Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve. | Finance |
Flaherty & Crumrine, Inc.
Flaherty & Crumrine, Inc. Investment ManagersFinance Flaherty & Crumrine, Inc. is an independent, SEC-registered investment advisor headquartered in Pasadena, California. The firm was founded by Robert Flaherty and Donald Crumrine in 1983. Flaherty & Crumrine offers investment supervisory services to corporations and other business entities, charitable organizations, closed-end funds, mutual funds and similar pooled investment vehicles and individuals. | Finance |
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