Stephen Ellwood
Compliance Officer at ADVENT CONVERTIBLE AND INCOME FUND
Network origin in Stephen Ellwood first degree
Entity | Entity type | Industry | |
---|---|---|---|
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
Quattro Global Capital LLC
Quattro Global Capital LLC Investment ManagersFinance Founded in 1998, Quattro Global Capital LLC is a New York City-based hedge fund manager. They manage the Quattro Offshore Fund Ltd., the Quattro Fund Ltd., the CL Quattro Fund Ltd. the CL Quattro Offshore Fund Ltd., the Alta Partners Discount Convertible Arbitrage Ltd., the Quattro Arbitrage Opportunities Fund LP, the Quattro Domestic Fund LP, the Quattro Multi Strategy Fund LP and the Quattro Multistrategy Master Fund LP
3
| Extinct | Investment Managers | 3 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Stephen Ellwood via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
Advent Capital Management LLC
Advent Capital Management LLC Investment ManagersFinance Advent Capital Management LLC (Advent) is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded by Tracy V. Maitland in 1995 as a division of Utendahl Capital Management LP and became independent in 2001. They manage assets across several traditional and alternative strategies on behalf of both institutional investors and private clients. Advent is a signatory to the UN Principles for Responsible Investment (UNPRI) and supporter of the Task Force on Climate-Related Financial Disclosures (TCFD). | Investment Managers | Director of Finance/CFO Chief Executive Officer Analyst-Equity | |
JPMorgan Securities LLC
JPMorgan Securities LLC Investment ManagersFinance JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics. | Investment Managers | Analyst-Equity | |
MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
Mvision Private Equity Advisers USA LLC
Mvision Private Equity Advisers USA LLC Investment Banks/BrokersFinance Mvision Private Equity Advisers USA LLC provides alternative assets advisory services. It engages in raising capital for private equity, real estate, real assets, credit and direct transactions in both the developed and emerging markets. The company was founded by Mounir Guen in 2001 and is headquartered in New York, NY. | Investment Banks/Brokers | Director/Board Member | |
INTERACTIVE BROKERS GROUP, INC. | Investment Banks/Brokers | Investor Relations Contact | |
Puma Capital LLC
Puma Capital LLC Investment Banks/BrokersFinance Puma Capital LLC provides stock brokerage and dealership services focusing on mid, small, and micro-capitalization over-the-counter securities. It offers distressed and special situation, foreign, and domestic over the counter equities brokerage services. The company was founded by Steven David Kosson in 2008 and is headquartered in Purchase, NY. | Investment Banks/Brokers | Corporate Officer/Principal | |
Odeon Capital Group LLC
Odeon Capital Group LLC Investment Banks/BrokersFinance Founded in 2008, Odeon Capital Group LLC is an independent full-service broker/dealer located in New York City. The firm provides advice and execution on fundamental value and catalyst-driven situations through sales and trading, research, investment banking and asset management services. Odeon Capital Group provides services related to fixed-income securities including corporate securities, ABS, RMBS, Auction Rate securities and other structured products. The firm serves institutional clients. Odeon Capital Group is a member of FINRA, the SIPC and the MSRB. Odeon Capital Group has expertise in both traditional and esoteric assets. The firm has placed both large and small volume transactions in every asset class. They seek to maximize value for their clients through in-depth analyses of sectors, asset classes and individual securities that are hard to value or trade. The firm's Structured Products and Corporate Groups focus on institutional sales, trading and analytics of secondary structured products, esoteric assets and special situations. | Investment Banks/Brokers | Analyst-Equity | |
GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
The Trustees of Columbia University in The City of New York | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin | |
Dartmouth College | College/University | Director/Board Member | |
The Wicks Group of Cos. LLC
The Wicks Group of Cos. LLC Investment ManagersFinance The Wicks Group of Cos LLC (Wicks Group) is a private equity firm founded in 1989 by Craig B Klosk. The firm is headquartered in New York. | Investment Managers | Private Equity Investor | |
AIS Capital Management LP
AIS Capital Management LP Investment ManagersFinance AIS Capital Management LP (AIS) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Wilton, Connecticut. The firm was founded by John Hummel and Bradley Stern in 1993. AIS investment advice to family offices, endowments, foundations, individuals, investment funds, pension plans and trusts. | Investment Managers | Analyst-Equity | |
New York University | College/University | Masters Business Admin | |
Wellesley College | College/University | Undergraduate Degree | |
Sprint Industrial Holdings LLC
Sprint Industrial Holdings LLC Finance/Rental/LeasingFinance Sprint Industrial Holdings LLC engages in the provision of industrial equipment and services to the upstream, downstream, and midstream sectors of the energy industry. It operates through its four subsidiaries: Tidal Tank, Sprint Safety, Bealine Service Co., and Southern Tank Leasing. The company was founded by Jacob L. Davis in 2001 and is headquartered in Houston, TX. | Finance/Rental/Leasing | Director/Board Member | |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
Dominus Capital LP
Dominus Capital LP Investment ManagersFinance Dominus Capital LP (Dominus Capital) is a private equity firm founded in 2008 by Gary A. Binning, Robert D. Haswell and Ashish B. Rughwani. The firm is headquartered in New York. | Investment Managers | Private Equity Investor | |
The Mead School for Human Development, Inc. | Director/Board Member | ||
TD Bank, NA
TD Bank, NA Major BanksFinance TD Bank NA provides investing and banking services. Its offerings include personal, small banking, and commercial services through online banking, bills payments, mobile banking, savings & deposit, digital payments, loans and lines of credit, treasury and management services, checking accounts, government banking, and leasing and equipment finance. The company was founded in 1852 and is headquartered in Cherry Hill, NJ. | Major Banks | Corporate Officer/Principal | |
Wells Fargo Securities LLC
Wells Fargo Securities LLC Investment ManagersFinance Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients. | Investment Managers | Analyst-Equity | |
Guggenheim Energy & Income Fund
Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
H2O Plus Holdings, Inc. | Chairman | ||
The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin | |
Autism Impact Fund
Autism Impact Fund Investment ManagersFinance Autism Impact Fund (AIF) is a venture capital firm founded by Christopher Male and Christopher Male in 2020. the firm is headquartered in Orlando, Florida. | Investment Managers | Consultant / Advisor | |
New Rochelle Police Foundation, Inc. | Director/Board Member | ||
Sontiq, Inc.
Sontiq, Inc. Information Technology ServicesTechnology Services Sontiq, Inc. operates as a holding company that develops heck fraud protection solutions. The firm offers family monitoring, financial transaction monitoring, secure platform, and online identity vault services. It serves financial products and employee benefits industries. The company was founded in 2001 and is headquartered in Baltimore, MD. | Information Technology Services | Director/Board Member |
Statistics
International
United States | 51 |
Sectoral
Finance | 22 |
Miscellaneous | 18 |
Consumer Services | 6 |
Consumer Durables | 3 |
Consumer Non-Durables | 2 |
Operational
Director/Board Member | 85 |
Independent Dir/Board Member | 43 |
Corporate Officer/Principal | 31 |
Analyst-Equity | 14 |
President | 11 |
Most connected contacts
Insiders | |
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Ronald Nyberg | 30 |
Randall Barnes | 25 |
Michael Smart | 25 |
Daniel Black | 18 |
Gerry Seizert | 11 |
Derek Medina | 10 |
Robert White | 9 |
Tracy Maitland | 8 |
Nancy Stuebe | 8 |
Hillary Cacanando | 8 |
Steve Schofield | 7 |
Michael Levy | 4 |
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