Steven N. Kaplan
Corporate Officer/Principal at Ladenburg Thalmann & Co., Inc.
Network origin in Steven N. Kaplan first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Ladenburg Thalmann & Co., Inc.
 Ladenburg Thalmann & Co., Inc. Regional BanksFinance Ladenburg Thalmann & Co., Inc. provides investment baking and brokerage services. The firm also provides asset and wealth management, underwriting, alternative investments and advisory services. It serves emerging growth companies and high net worth individuals. The company was founded in 1876 and is headquartered in New York, NY.
46
| Subsidiary | Regional Banks | 46 |
Jefferies LLC
 Jefferies LLC Investment Banks/BrokersFinance Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.
21
| Subsidiary | Investment Banks/Brokers | 21 |
Prudential Securities, Inc. (Michigan)
 Prudential Securities, Inc. (Michigan) Investment Banks/BrokersFinance Part of Prudential Financial, Inc., Prudential Securities, Inc. (Michigan) is a company based in West Bloomfield, MI.
15
| Subsidiary | Investment Banks/Brokers | 15 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Steven N. Kaplan via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| VECTOR GROUP LTD. | Tobacco | Chief Operating Officer Chief Executive Officer Director/Board Member Director/Board Member | |
IVAX LLC
 IVAX LLC Pharmaceuticals: MajorHealth Technology IVAX LLC discovers, develops, manufactures, and markets generic pharmaceuticals, respiratory drugs, and cancer treatments. It offers drugs for the treatment of multiple sclerosis, brain cancer, asthma, and epilepsy. The company was founded by Phillip Frost and Jane H. Hsiao in 1987 and is headquartered in Weston, FL. | Pharmaceuticals: Major | Director/Board Member Public Communications Contact | |
New Valley LLC
 New Valley LLC Real Estate DevelopmentFinance New Valley LLC provides real estate services. It acquires operating companies and real estate properties. The company was founded in 1851 and is headquartered in Miami, FL. | Real Estate Development | Chief Operating Officer Chief Executive Officer Director/Board Member | |
Rodman & Renshaw, Inc.
 Rodman & Renshaw, Inc. Investment Banks/BrokersFinance Rodman & Renshaw, Inc. provides securities brokerage services. The private company is based in Chicago, IL. The company was founded by John Ferrara. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| NATHAN'S FAMOUS, INC. | Restaurants | Chairman Director/Board Member | |
| LADENBURG THALMANN FINANCIAL SERVICES | Investment Banks/Brokers | Chief Executive Officer Chairman Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chief Operating Officer General Counsel | |
Citigroup Global Markets, Inc. (Broker)
 Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Corporate Officer/Principal | |
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Investment Managers | Corporate Officer/Principal Private Equity Investor | |
JMP Securities LLC
 JMP Securities LLC Investment Banks/BrokersFinance Citizens JMP Securities LLC (Citizens JMP) is a full-service investment bank and broker/dealer headquartered in San Francisco, California. The firm was founded by Joseph Jolson in 2002 and was formerly JMP Securities LLC. The firm is a subsidiary of JMP Holding LLC, ultimately held by Citizens Financial Group, Inc. (NYSE: CFG). Citizens JMP provides equity research, institutional brokerage, and investment banking services to public and private growth companies and their investors. They are a research-driven, growth-oriented firm that provides services to small- and mid-sized companies and the institutions that invest in them. The firm specializes in four high-growth sectors of the economy: technology, healthcare, financial services, and real estate. | Investment Banks/Brokers | Director of Research - Equity Analyst-Equity Analyst-Equity | |
UBS Securities LLC
 UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Analyst-Equity Corporate Officer/Principal Analyst-Equity Analyst-Equity | |
Seaport Global Securities LLC
 Seaport Global Securities LLC Investment Banks/BrokersFinance Seaport Global Securities LLC is a full service investment bank, capital markets advisory and research platform headquartered in New York City with offices across the US and in Europe. They are a subsidiary of Seaport Global Holdings LLC. The firm offers access to a broad selection of fixed income and equity products, as well as the market intelligence to provide insight to dynamic opportunities for its clients. Seaport Global Securities provides clients access to innovative trading solutions, competitive rates, quality execution, and superior service. Their equity trading team focuses on identifying liquidity in US, Canadian and European markets. The fixed income distribution platform covers all areas of the credit spectrum. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Fixed Income | |
| CASTLE BRANDS INC | Beverages: Alcoholic | Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member | |
Ladenburg Thalmann & Co., Inc. (Broker)
 Ladenburg Thalmann & Co., Inc. (Broker) Investment Banks/BrokersFinance Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology. | Investment Banks/Brokers | Chief Executive Officer Analyst-Equity Chief Executive Officer | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Undergraduate Degree Graduate Degree Masters Business Admin | |
Ladenburg Thalmann Asset Management, Inc.
 Ladenburg Thalmann Asset Management, Inc. Investment ManagersFinance Ladenburg Thalmann Asset Management, Inc. (LTAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1982 and is a wholly-owned subsidiary of Advisor Group Holdings, Inc. LTAM provides consulting and fund management services to individuals, high net-worth individuals, small business owners, pension and profit-sharing plans, plan participants, trusts, estates and charitable organizations, corporations or other business entities, investment companies, pooled investment vehicles and other investment advisers. | Investment Managers | President Chief Executive Officer | |
| University of Pennsylvania | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree | |
The Klein Group LLC (New York)
 The Klein Group LLC (New York) Investment Banks/BrokersFinance Part of UBS Group AG, The Klein Group LLC is a company that provides investment banking services. The company is based in New York, NY. The company was founded by James S. Cassel, Scott E. Salpeter, Barry E. Steiner. The Klein Group LLC (New York) was acquired by Credit Suisse Group AG from M. Klein & Co. LLC. | Investment Banks/Brokers | Founder Founder | |
Merriman Capital, Inc.
 Merriman Capital, Inc. Investment Banks/BrokersFinance Founded in 1986, Merriman Capital, Inc. is an SEC-registered broker/dealer and investment banking firm headquartered in San Francisco. The firm is a subsidiary of Merriman Holdings, Inc. (NASDAQ: MERR), a financial services firm that focuses on fast-growing companies and their institutional investors. Merriman provides advisory and investment banking, equity research, institutional services, corporate services and venture services primarily to corporate clients. Merriman Capital provides research, brokerage and trading services primarily to institutional clients. The firm offers a full range of specialized and integrated services including: equity research, specialized trade execution, equity capital markets, corporate finance, mergers and acquisitions, sales and trading, market making, corporate and venture services, restructurings and strategic advisory services. Merriman Capital employs bottom-up, fundamental analysis of small-cap companies in select industries including clean technology, healthcare, technology and consumer/Internet/media. The firm also has expertise in emerging markets, with emphasis on emerging markets in China. Merriman Capital is known to engage in shareholder activist investment strategies. Merriman Capital is a member of the NASD, the SIPC and FINRA. The firm serves as an introducing broker/dealer for Pershing LLC. They do not hold or maintain funds or securities or provide clearing services for other broker/dealers. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Douglas Elliman Realty LLC
 Douglas Elliman Realty LLC Real Estate DevelopmentFinance Douglas Elliman Realty LLC operates as a real estate company. It offers residential sales and rental brokerage, development marketing, relocation, sports and entertainment, seniors on the move, and broker specialists services. The company was founded in 1911 and is headquartered in New York, NY. | Real Estate Development | Corporate Officer/Principal Chairman | |
| Babson College | College/University | Director/Board Member Undergraduate Degree | |
| Colgate University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| The University of Texas at Austin | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| The University of Chicago | College/University | Masters Business Admin Masters Business Admin | |
| Yale University | College/University | Undergraduate Degree Undergraduate Degree | |
| Columbia Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
| The Wharton School of the University of Pennsylvania | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin Masters Business Admin | |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| New York University | College/University | Graduate Degree Masters Business Admin Undergraduate Degree | |
| University of Wisconsin | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| DOUGLAS ELLIMAN INC. | Chief Operating Officer Chief Executive Officer Director/Board Member | ||
| OPKO HEALTH, INC. | Medical/Nursing Services | Director/Board Member Director/Board Member | |
| PEAK BIO, INC. | Pharmaceuticals: Major | Director/Board Member Director/Board Member | |
| University of Virginia School of Law | College/University | Graduate Degree Graduate Degree | |
| The Pennsylvania State University | College/University | Undergraduate Degree Undergraduate Degree | |
| Financial Services Institute, Inc. | Chairman Director/Board Member | ||
University of Miami
 University of Miami Other Consumer ServicesConsumer Services University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL. | College/University | Graduate Degree Graduate Degree | |
The Florida Bar
 The Florida Bar Miscellaneous Commercial ServicesCommercial Services The Florida Bar operates as professional organization of lawyers. The company is headquartered in Tallahassee, FL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Miami Country Day School, Inc.
 Miami Country Day School, Inc. Other Consumer ServicesConsumer Services Miami Country Day School, Inc. is a non-profit organization, which engages in the provision of education services. It offers services relating to academics, lower school, middle school, upper school, learning resources, and college counseling. The company was founded in 1938 and is headquartered in Miami, FL. | Other Consumer Services | Director/Board Member Director/Board Member |
Statistics
International
| United States | 50 |
Sectoral
| Finance | 25 |
| Consumer Services | 17 |
| Commercial Services | 4 |
| Consumer Non-Durables | 3 |
| Health Technology | 3 |
Operational
| Director/Board Member | 238 |
| Corporate Officer/Principal | 234 |
| Chief Executive Officer | 73 |
| Undergraduate Degree | 65 |
| President | 56 |
Most connected contacts
| Insiders | |
|---|---|
| Christopher Dewey | 36 |
| Kevin Shields | 30 |
| Howard Lorber | 29 |
| Richard Lampen | 26 |
| Daniel Loeb | 26 |
| John Walter Sinders | 21 |
| Mark Clein | 21 |
| Milton J. Walters | 21 |
| Daniel Dienst | 16 |
| Leland Westerfield | 16 |
| Kevin Michael Buttigieg | 15 |
| Martin B. Oring | 15 |
| John Stuart | 14 |
| Susan Barnes | 14 |
| James S. Cassel | 14 |
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