The board of directors of CITIC Securities Company Limited (the Company) announced that, on 5 January 2024, the Board resolved to (i) agree Mr. ZHANG Guoming to serve as the Chief Risk Officer of the Company; and (ii) authorize the operation management of the Company to handle the aforesaid relevant procedures in accordance with relevant regulations. The changes mentioned above will be effective from the date of passing of the above-mentioned resolutions by the Board. Mr. ZHANG Guoming shall hold his office as the Chief Risk Officer from
the date of passing by the Board until the expiry of the term of the eighth session of the Board. Biographical details of Mr. ZHANG Guoming are set out as follows: Mr. ZHANG Guoming, aged 59, serves as the Chief Compliance Officer, deputy secretary of the disciplinary inspection committee and chief executive of the Legal Department of the Company. Before joining the Company in 2010, Mr. ZHANG worked as deputy chief judge, chief judge and a member of the Adjudication Committee of the Higher People's Court of Henan Province, the judge of the Supreme People's Court and the chief executive of Compliance Department, Risk Management Department and Special Asset Management Department of the Company. Mr. ZHANG also serves as a supervisor of each of CITIC Futures Co. Ltd. and CITIC Securities South China Co. Ltd., the chief compliance officer and chief risk officer of Kington Securities Limited Liability Company. Mr. ZHANG obtained his master degree in law and doctoral degree in law fromthe Renmin University of China in 1994 and 2008, respectively.