Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

(d) Transfer of Listing

On May 9, 2023, Equity Bancshares, Inc. (the "Company"), acting pursuant to authorization from its Board of Directors, provided written notice to The Nasdaq Stock Market LLC ("Nasdaq") that it intends to voluntarily withdraw the principal listing of its Class A common stock, par value $0.01 per share ("Common Stock"), from Nasdaq and transfer the listing of its Common Stock to the New York Stock Exchange (the "NYSE"). The Company expects that listing and trading of its Common Stock on Nasdaq will end at market close on May 22, 2023, and that trading will commence on the NYSE at market open on May 23, 2023.

The Common Stock has been authorized for listing on NYSE, where it will continue to trade under the stock symbol "EQBK."

Item 7.01 Regulation FD Disclosure.

On May 10, 2023, the Company issued a press release, a copy of which is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

The information in this Item 7.01, including Exhibit 99.1, is being furnished pursuant to Item 7.01 of Form 8-K and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, unless specifically identified therein as being incorporated therein by reference.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits



Exhibit Number Description
99.1             Press release, dated May 10, 2023.

104            Cover Page Interactive Data File (formatted as Inline XBRL)




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