ILUKA RESOURCES LIMITED 604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 | |||||||||||
Section 671B | |||||||||||
Notice of change of interests of substantial holder | |||||||||||
To | Company Name/Scheme | ILUKA RESOURCES LIMITED | |||||||||
ACN/ARSN | 008 675 018 | ||||||||||
1. Details of substantial holder(1) | |||||||||||
only | State Street Corporation and subsidiaries named in Annexures to this form | ||||||||||
Name | |||||||||||
ACN/ARSN (if applicable) | |||||||||||
There was a change in the interests of the | |||||||||||
ubstantial holder on | 29/07/2022 | ||||||||||
The previous notice was given to the company on | 29/07/2022 | ||||||||||
The previous notice was dated | 27/07/2022 | ||||||||||
use | |||||||||||
2. | Previous and present voting power | ||||||||||
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) | |||||||||||
in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: | |||||||||||
personal | |||||||||||
Class of securities (4) | Previous notice | Present notice | |||||||||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||||||||
Ordinary | 32,171,908 | 7.58% | 27,071,163 | 6.38% | |||||||
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of | Consideration | Class and | Person's votes |
change | relevant interest | change (6) | given in relation | number of | affected |
changed | to change (7) | securities | |||
affected | |||||
Annexure B & | |||||
D |
For | |||||||
4. Present relevant interests | |||||||
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | |||||||
Holder of | Registered | Person entitled | Nature of | Class | and | Person's votes | |
relevant | holder of | to be registered | relevant | number | of | ||
interest | securities | as holder (8) | interest (6) | securities | |||
Annexure A | |||||||
Information Classification: Limited Access
604 | page 2/2 15 July 2001 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
only | |||||||||
6. | Addresses | ||||||||
The addresses of persons named in this form are as follows: | |||||||||
Name | Address | ||||||||
Annexure C | |||||||||
use | |||||||||
Signature | |||||||||
print name | Alok Maheshwary | capacity | Authorised signatory | ||||||
sign here | |||||||||
Alok MaheshwaryDate: 2022.08.02 09:02:17 +05'30' | date | 02/08/2022 | |||||||
Digitally signed by Alok Maheshwary | |||||||||
personal | |||||||||
DIRECTIONS | |||||||||
(1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), | ||||||||
the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a | |||||||||
specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. | |||||||||
(2) | See the definition of "associate" in section 9 of the Corporations Act 2001. | ||||||||
(3) | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) | ||||||||
The voting shares of a company constitute one class unless divided into separate classes. | |||||||||
(5) | The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | ||||||||
(6) | Include details of: | ||||||||
For | (a) | Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document | |||||||
setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must | |||||||||
accompany this form, together with a written statement certifying this contract, scheme or arrangement; and | |||||||||
(b) | Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the | ||||||||
relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |||||||||
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | |||||||||
(7) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in | ||||||||
relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on | |||||||||
behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. |
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". (9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Information Classification: Limited Access
This is Annexure A referred to in Form 604 Notice of change of interests of substantial holder | Annexure A | ||||||||
Alok | Digitally signed by | ||||||||
Alok Maheshwary | |||||||||
Maheshwary Date: 2022.08.02 | |||||||||
09:02:38 +05'30' | |||||||||
____________________________________ 02 Aug 2022 | |||||||||
Alok Maheshwary | |||||||||
Authorised Signatory | |||||||||
4. Present relevant interests | |||||||||
only | |||||||||
Holder of relevant interest | Nature of Relevant Interest | Registered Holder of securities | Person Entitled to be registered as holder | Class and number of Securities | Person's votes | ||||
STATE STREET GLOBAL ADVISORS TRUST COMPANY | Power to control the exercise of a right to vote | Bank of New York Mellon | n/a | Ordinary | 134,230 | 134,230 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS TRUST COMPANY | Power to control the exercise of a right to vote | Northern Trust Company | n/a | Ordinary | 162,260 | 162,260 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS TRUST COMPANY | Power to control the exercise of a right to vote | State Street Bank and Trust Co | n/a | Ordinary | 2,295,779 | 2,295,779 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS TRUST COMPANY | Power to control the exercise of a right to vote | JPMorgan AG | n/a | Ordinary | 54,051 | 54,051 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS TRUST COMPANY | Power to control the exercise of a right to vote | The Bank of New York Mellon | n/a | Ordinary | 177,819 | 177,819 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
SSGA FUNDS MANAGEMENT, INC. | Power to control the exercise of a right to vote | State Street Bank and Trust Co | n/a | Ordinary | 400,358 | 400,358 | |||
use | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS EUROPE LIMITED | Power to control the exercise of a right to vote | Bank of New York Mellon | n/a | Ordinary | 41,404 | 41,404 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS EUROPE LIMITED | Power to control the exercise of a right to vote | Northern Trust Company | n/a | Ordinary | 474 | 474 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS EUROPE LIMITED | Power to control the exercise of a right to vote | State Street Bank and Trust Co | n/a | Ordinary | 106,461 | 106,461 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS EUROPE LIMITED | Power to control the exercise of a right to vote | JPMorgan AG | n/a | Ordinary | 28,547 | 28,547 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS LIMITED | Power to control the exercise of a right to vote | Northern Trust Company | n/a | Ordinary | 1,599 | 1,599 | |||
personal | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS LIMITED | attached to securities and/or the power to dispose | State Street Bank and Trust Co | n/a | Ordinary | 602,260 | 602,260 | |||
Power to control the exercise of a right to vote | |||||||||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS LIMITED | Power to control the exercise of a right to vote | JPMorgan AG | n/a | Ordinary | 40,020 | 40,020 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS LIMITED | Power to control the exercise of a right to vote | The Bank of New York Mellon | n/a | Ordinary | 175,869 | 175,869 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS LIMITED | Power to control the exercise of a right to vote | BNP Paribas | n/a | Ordinary | 4,164 | 4,164 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS, AUSTRALIA, | Power to control the exercise of a right to vote | Northern Trust Company | n/a | Ordinary | 10,266,005 | 10,266,005 | |||
LIMITED | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS, AUSTRALIA, | Power to control the exercise of a right to vote | State Street Bank and Trust Co | n/a | Ordinary | 4,981,140 | 4,981,140 | |||
LIMITED | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS, AUSTRALIA, | Power to control the exercise of a right to vote | JPMorgan AG | n/a | Ordinary | 2,258,620 | 2,258,620 | |||
LIMITED | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS, AUSTRALIA, | Power to control the exercise of a right to vote | BNP Paribas | n/a | Ordinary | 32,724 | 32,724 | |||
LIMITED | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS, AUSTRALIA, | Power to control the exercise of a right to vote | Citibank NA | n/a | Ordinary | 211,543 | 211,543 | |||
LIMITED | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS, AUSTRALIA, | Power to control the exercise of a right to vote | Pictet and Cie | n/a | Ordinary | 34,236 | 34,236 | |||
LIMITED | attached to securities and/or the power to dispose | ||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS ASIA LIMITED | Power to control the exercise of a right to vote | Bank of New York Mellon | n/a | Ordinary | 25,676 | 25,676 | |||
For | of securities as investment manager or trustee | ||||||||
STATE STREET GLOBAL ADVISORS ASIA LIMITED | Power to control the exercise of a right to vote | State Street Bank and Trust Co | n/a | Ordinary | 29,777 | 29,777 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET GLOBAL ADVISORS ASIA LIMITED | Power to control the exercise of a right to vote | The Bank of New York Mellon | n/a | Ordinary | 2,937 | 2,937 | |||
attached to securities and/or the power to dispose | |||||||||
of securities as investment manager or trustee | |||||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | KOREA 2 | KOREA 2 | Ordinary | 22,917 | 22,917 | |||
Relevant interest under section 608(8A) being the | |||||||||
holder of securities subject to an obligation to | |||||||||
return under a securities lending agreement. State | |||||||||
Street Bank and Trust Company has lent the | |||||||||
securities and retains a relevant interest | |||||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | AMERICAN CENTURY INVESTMENT | AMERICAN CENTURY INVESTMENT | Ordinary | 1,119,200 | 1,119,200 | |||
MANAGEMENT, INC. | MANAGEMENT, INC. | ||||||||
Relevant interest under section 608(8A) being the | |||||||||
holder of securities subject to an obligation to | |||||||||
return under a securities lending agreement. State | |||||||||
Street Bank and Trust Company has lent the | |||||||||
securities and retains a relevant interest | |||||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | IAM NATIONAL PENSION FUND | IAM NATIONAL PENSION FUND | Ordinary | 143,948 | 143,948 | |||
Relevant interest under section 608(8A) being the | |||||||||
holder of securities subject to an obligation to | |||||||||
return under a securities lending agreement. State | |||||||||
Street Bank and Trust Company has lent the | |||||||||
securities and retains a relevant interest | |||||||||
Information Classification: Limited Access
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | INTERNATIONAL BUSINESS MACHINES | INTERNATIONAL BUSINESS MACHINES | Ordinary | 76,324 | 76,324 | |
CORPORATION | CORPORATION | ||||||
Relevant interest under section 608(8A) being the | |||||||
holder of securities subject to an obligation to | |||||||
return under a securities lending agreement. State | |||||||
Street Bank and Trust Company has lent the | |||||||
securities and retains a relevant interest | |||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | MERCER GLOBAL INVESTMENTS MANAGEMENT | MERCER GLOBAL INVESTMENTS | Ordinary | 5,187 | 5,187 | |
LIMITED - MERCER QIF CCF | MANAGEMENT LIMITED - MERCER QIF CCF | ||||||
Relevant interest under section 608(8A) being the | |||||||
only | holder of securities subject to an obligation to | ||||||
return under a securities lending agreement. State | |||||||
Street Bank and Trust Company has lent the | |||||||
securities and retains a relevant interest | |||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | MERCER GLOBAL INVESTMENTS MANAGEMENT | MERCER GLOBAL INVESTMENTS | Ordinary | 38,268 | 38,268 | |
LIMITED - MERCER QIF FUND PLC | MANAGEMENT LIMITED - MERCER QIF FUND | ||||||
Relevant interest under section 608(8A) being the | PLC | ||||||
holder of securities subject to an obligation to | |||||||
return under a securities lending agreement. State | |||||||
Street Bank and Trust Company has lent the | |||||||
securities and retains a relevant interest | |||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | NATIONAL PENSION SERVICE OF KOREA | NATIONAL PENSION SERVICE OF KOREA | Ordinary | 155,035 | 155,035 | |
Relevant interest under section 608(8A) being the | |||||||
holder of securities subject to an obligation to | |||||||
return under a securities lending agreement. State | |||||||
Street Bank and Trust Company has lent the | |||||||
securities and retains a relevant interest | |||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | SEA1 | SEA1 | Ordinary | 5,258 | 5,258 | |
For personal use | Relevant interest under section 608(8A) being the | ||||||
holder of securities subject to an obligation to | |||||||
return under a securities lending agreement. State | |||||||
Street Bank and Trust Company has lent the | |||||||
securities and retains a relevant interest | |||||||
STATE STREET BANK AND TRUST COMPANY | For Lent securities: | TIAA - CREF | TIAA - CREF | Ordinary | 617,073 | 617,073 | |
Relevant interest under section 608(8A) being the | |||||||
holder of securities subject to an obligation to | |||||||
return under a securities lending agreement. State | |||||||
Street Bank and Trust Company has lent the | |||||||
securities and retains a relevant interest | |||||||
STATE STREET BANK AND TRUST COMPANY | For collateral securities: | THE MACQUARIE GROUP | THE MACQUARIE GROUP | Ordinary | 2,820,000 | 2,820,000 | |
Relevant interest under section 608(8A) being the | |||||||
right, as lender, to dispose of shares transferred to | |||||||
secure a securities loan | |||||||
Information Classification: Limited Access
This is Annexure B referred to in Form 604 Notice of change of interests of substantial holder | Annexure B | |||||||
Alok | Digitally signed by Alok | |||||||
Maheshwary | ||||||||
Maheshwary 09:02:59 +05'30' | ||||||||
Date: 2022.08.02 | ||||||||
____________________________________ 02 Aug 2022 | ||||||||
Alok Maheshwary | ||||||||
Authorised Signatory | ||||||||
3. Changes in relevant interests | ||||||||
only | ||||||||
Date of Change | Person whose relevant interest changed | Nature of Change | Consideration given in relation to Change | Class and number of Securities affected | Person's Votes affected | |||
29-Jul-2022 | STATE STREET GLOBAL ADVISORS, INC. | Purchase | 9.58 | Ordinary | 2,606 | 2,606 | ||
28-Jul-2022 | STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED | Purchase | 9.48 | Ordinary | 759,017 | 759,017 | ||
28-Jul-2022 | STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED | In specie application | n/a | Ordinary | 5,200 | 5,200 | ||
29-Jul-2022 | STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED | Purchase | 9.53 | Ordinary | 759,017 | 759,017 | ||
28-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 2,750,000 | 2,750,000 | ||
securities loan from THE MACQUARIE GROUP | ||||||||
- Refer Part B of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 70,000 | 70,000 | ||
securities loan from THE MACQUARIE GROUP | ||||||||
- Refer Part B of Annexure D | ||||||||
28-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (2,293,104) | (2,293,104) | ||
securities loan to THE GOLDMAN SACHS | ||||||||
GROUP - Refer Part B of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (175,828) | (175,828) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (375,382) | (375,382) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
use | 29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (11,627) | (11,627) | |
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (4,803) | (4,803) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (195,887) | (195,887) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (5,408) | (5,408) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (204,237) | (204,237) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (191,860) | (191,860) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (46,870) | (46,870) | ||
personalFor | by THE GOLDMAN SACHS GROUP- Refer Part | |||||||
A of Annexure D | ||||||||
28-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (153,481) | (153,481) | ||
by THE MORGAN STANLEY GROUP- Refer | ||||||||
Part A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (99,905) | (99,905) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (2,001) | (2,001) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (525,864) | (525,864) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (293,745) | (293,745) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (4,523,253) | (4,523,253) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D | ||||||||
29-Jul-2022 | STATE STREET BANK AND TRUST COMPANY | Return of securities under a securities loan | n/a | Ordinary | (343,330) | (343,330) | ||
by THE GOLDMAN SACHS GROUP- Refer Part | ||||||||
A of Annexure D |
Information Classification: Limited Access
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