SEC Form 3 | |||||
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE | ||||
COMMISSION | |||||
OMB APPROVAL | |||||
Washington, D.C. 20549 | |||||
OMB Number: | 3235- | ||||
0104 | |||||
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF | |||||
Estimated average burden | |||||
SECURITIES | response: | 0.5 | |||
hours per |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person* | 2. Date of Event |
Duchemin-Leslie Nadine | Requiring Statement |
(Month/Day/Year) | |
03/01/2024 |
3. Issuer Name and Ticker or Trading Symbol
MIDDLESEX WATER CO[ MSEX ]
(Last) | (First) | (Middle) |
485C ROUTE 1 SOUTH |
SUITE 400
(Street) | ||
ISELIN | NJ | 08830 |
(City) (State) (Zip)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X | Director | 10% Owner |
X | Officer (give | Other (specify |
title below) | below) |
President & CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/08/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
-
Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial | ||||||
Beneficially Owned (Instr. | Form: Direct | Ownership (Instr. 5) | |||||||
4) | (D) or Indirect | ||||||||
(I) (Instr. 5) | |||||||||
Common Stock (Book Entry) | 4,913 | D(1) | |||||||
Table II - Derivative Securities Beneficially Owned | |||||||||
(e.g., puts, calls, warrants, options, convertible securities) | |||||||||
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and | 3. Title and Amount of Securities | 4. | 5. | 6. Nature of | ||||
Expiration Date | Underlying Derivative Security | Conversion | Ownership | Indirect Beneficial | |||||
(Month/Day/Year) | (Instr. 4) | or Exercise | Form: | Ownership (Instr. | |||||
Price of | Direct (D) | 5) | |||||||
Amount | |||||||||
Derivative | or Indirect | ||||||||
or | Security | (I) (Instr. 5) | |||||||
Number | |||||||||
Date | Expiration | of | |||||||
Exercisable | Date | Title | Shares |
Explanation of Responses:
1. This Form 3 Amendment is being filed to correct the Form 3 filed on March 8, 2024. The Date of Event Requiring Statement was incorrectly listed as March 4, 2024. This amendment corrects that date to March 1, 2024. In addition, this Form 3 Amendment contains as an attachment the Power of Attorney of the Reporting Person.
s/Jay L. Kooper, Power of
Attorney for Nadine 03/11/2024
Duchemin-Leslie
** Signature of Reporting | Date |
Person | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). |
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
POWER OF ATTORNEY
This Power of Attorney is made on March 5, 2024.
I, Nadine Duchemin-Leslie, as a member of the Board of Directors of Middlesex Water Company hereby appoint the Corporate Secretary or Assistant Corporate Secretary of Middlesex Water Company as Attorney-in-Fact on my behalf to prepare, sign and file SEC Form 4 with respect to those transactions required to be reported, including but not limited to, change in ownership of any equity security, under Section 403 of the Sarbanes-Oxley Act of 2002 as the same amends Section 16 (a) of the Securities Exchange Act of 1934. I further authorize my Attorney-in-Fact to do any and all things necessary on my behalf to accomplish the foregoing in order that SEC Form 4 may be filed timely in accordance with the provisions of the Securities Exchange Act of 1934, as the same may be amended from time to time.
This Power of Attorney shall not be affected by subsequent disability or incapacity of the undersigned, or lapse of time.
By signing below, I acknowledge that I have received a copy of this Power of Attorney and that I understand its terms.
Witness:
/s/ Lorrie B. Ginegaw
/s/ Nadine Duchemin- Leslie
State of New Jersey County of Middlesex
I certify that on March 5, 2024, Nadine Duchemin-Leslie came before me and stated to my satisfaction that this person:
- was the maker of the above instrument, and
- executed this instrument as his/her own act.
/s/Yvonne S. NietoNotary Public
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Middlesex Water Company published this content on 11 March 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 March 2024 19:31:07 UTC.