603 page 1/2 15 July 2001

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

ToCompany Name/Scheme

ACN/ARSN

Niuminco Group Ltd

009 163 919

1. Details of substantial holder (1)

Name

ACN/ARSN (if applicable)

Peter Zerbst & Co Pty Ltd 003 012 048

The holder became a substantial holder on

06 /11 /2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)

Number of securities

Person's votes (5)

Voting power (6)

Fully paid ordinary share

15,555,556

15,555,556

10% based on

the share

issue on 6/11/2020

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest

Nature of relevant interest (7)

Class and number of securities

Peter Zerbst & Co Pty Ltd

Direct

15,555,556 Fully paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant

Registered holder of

Person entitled to be

Class and number

interest

securities

registered as holder (8)

of securities

Peter Zerbst &

Peter Zerbst &

Peter Zerbst &

15,555,556

fully paid

Co Pty Ltd

Co Pty Ltd

Co Pty Ltd

ordinary shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant

Date of acquisition

Consideration (9)

Class and number

interest

of securities

Peter Zerbst &

06/11/2020

Cash

Non-cash

Co Pty Ltd

603 page 2/2 15 July 2001

6.

Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

N/A

N/A

7.

Addresses

The addresses of persons named in this form are as follows:

Name

Address

Peter Zerbst &

424 Olive Street, Albury NSW 2640

Co Pty Ltd

Signature

print name Peter Zerbst

capacity Director

sign here

date 25 / 11 / 2020

DIRECTIONS

  1. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
  2. See the definition of "associate" in section 9 of the Corporations Act 2001.
  3. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  4. The voting shares of a company constitute one class unless divided into separate classes.
  5. The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
  6. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  7. Include details of:
    1. any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    2. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  1. If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
  2. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

603 GUIDE page 1/1 13 March 2000

GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.

Signature

Lodgingperiod

LodgingFee

Otherformstobe completed

This form must be signed by either a director or a secretary of the substantial holder.

Nil

Nil

Nil

Additionalinformation

  1. If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form.

(b)This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange.

  1. The person must give a copy of this notice:
    1. within 2 business days after they become aware of the information; or
    2. by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if:
      1. a takeover bid is made for voting shares in the company or voting interests in the scheme; and
      2. the person becomes aware of the information during the bid period.

Annexures

To make any annexure conform to the regulations, you must

  1. use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
  2. show the corporation name and ACN or ARBN
  3. number the pages consecutively
  4. print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied
  5. identify the annexure with a mark such as A, B, C, etc
  6. endorse the annexure with the words:
    This is annexure (mark) of (number) pages referred to in form (form number and title)
  7. sign and date the annexure
    The annexure must be signed by the same person(s) who signed the form.

Informationinthisguideisintendedasaguideonly.Pleaseconsultyouraccountantorsolicitorforfurtheradvice.

This is an excerpt of the original content. To continue reading it, access the original document here.

Attachments

Disclaimer

Niuminco Group Limited published this content on 27 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 November 2020 23:14:03 UTC