Effective as of August 14, 2015, in addition to Bruce L. Rubin's positions as chief accounting officer and treasurer of TICC Capital Corp., the board of directors of the company appointed Bruce L. Rubin as the chief financial officer and secretary of the company, in place of Patrick F. Conroy, who previously served in such positions. Mr. Rubin, 55, has served as the company's controller since 2005, the company's senior vice president and treasurer since 2009, the company's chief accounting officer since August 4, 2015 and the company's chief financial officer and secretary since August 14, 2015. Mr. Rubin has also served as Oxford Lane Capital Corp.'s chief financial officer and secretary since August 14, 2015, and as its treasurer and controller since 2011.

Mr. Rubin also currently serves as the chief financial officer and secretary of Oxford Lane Management, LLC, TICC Management, LLC and BDC Partners, LLC. From 1995 to 2003, Mr. Rubin was the assistant treasurer & director of financial planning of the New York Mercantile Exchange Inc. From 1989 to 1995, Mr. Rubin was a manager in financial operations for the American Stock Exchange, where he was primarily responsible for budgeting matters.