SPECTRUM METALS LIMITED (ASX: SPX)
ASX ANNOUNCEMENT 8 November 2018
Change in Director's Interest
Spectrum Metals Limited (ASX: SPX, Spectrum or the Company) confirms the following change to Directors interest.
The attached Appendix 3Y includes the off‐market purchase of Ordinary Shares by Alexander Hewlett which occurred on 26 October 2018.
The Company advises that it is aware of its listing rule obligations in relation to these disclosures and specifically listing rules 3.19A and 3.19B. In this respect the Company makes the following statements about the attached Appendix 3Y.
1. The Appendix 3Y is being filed to correct an administrative oversight;
2. The Company has informed all Directors of the disclosure requirements set out in listing rules 3.19A, 3.19B and s205G of the Corporations Act. In addition, the Company has adopted a Securities Trading Policy which has been disclosed to the market and outlines the requirements for disclosure and approval of all securities trading; and
3. The Company is confident that the arrangements it currently has in place are adequate and doesn't believe that any additional steps are required to ensure ongoing compliance with listing rule 3.19B.
Yours sincerely,
Mark Pitts Company Secretary
Email:info@spectrummetals.com.au
About Spectrum Metals Ltd
Spectrum Metals Limited (ASX: SPX) is a mineral resource exploration and development company. Focussed on identifying and exploring under explored terrain through the use of modern techniques and technology to maximise success.
Registered Office: Suite 1/827 Beaufort Street Mt Lawley WA 6052 | T: 08 6369 1195
ABN: 94 115 770 226 |info@spectrummetals.com.au | www.spectrummetals.com.au
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Name of entity SPECTRUM METALS LIMITED
ABN
115 770 226
We, (the entity), give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Alexander Hewlett |
Date of last notice | 4 May 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Mazza Resources Ltd Director & Shareholder |
Date of change | 26 October 2018 |
No. of securities held prior to change | 7,500,000 Ordinary Shares 10,000,000 Unlisted Options exercise price $0.015 expiry 30 June 2021 |
Class | Ordinary Shares |
Number acquired | 1,400,000 |
Number disposed | Nil |
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation | $7,000 |
No. of securities held after change | 8,900,000 Ordinary Shares 10,000,000 Unlisted Options exercise price $0.015 expiry 30 June 2021 |
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back | Off-market transfer |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | ‐ |
Nature of interest | ‐ |
Name of registered holder (if issued securities) | ‐ |
Date of change | ‐ |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | ‐ |
Interest acquired | ‐ |
Interest disposed | ‐ |
Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation | ‐ |
Interest after change | ‐ |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | N/A |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
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Spectrum Rare Earths Limited published this content on 08 November 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 08 November 2018 04:13:03 UTC
