URBANA CORPORATION | ||||||||||
UNAUDITED Summary of Investment Portfolio as at October 20, 2023 | ||||||||||
Number of | % of Portfolio | |||||||||
Securities | Description | Cost | Fair Value | Fair Value | ||||||
Equity Investments | ||||||||||
10,000 | Alibaba Group Holding Ltd. Sponsored ADR | 1,217,738 | 1,094,538 | 0.25% | ||||||
350,000 | Bank of America Corp | 4,882,387 | 12,608,278 | 2.93% | ||||||
110,000 | Cboe Global Markets, Inc. | 3,637,004 | 24,394,626 | 5.67% | ||||||
125,000 | Citigroup Inc. | 6,360,121 | 6,791,232 | 1.58% | ||||||
251,076 | Caldwell Canadian Value Momentum Fund | 4,808,053 | 5,449,906 | 1.27% | ||||||
502,073 | Caldwell-Lazard CorePlus Infrastructure Fund | 5,020,850 | 4,819,551 | 1.12% | ||||||
100,000 | Intercontinental Exchange | 4,153,846 | 14,790,098 | 3.44% | ||||||
200,000 | KKR & Co. Inc. | 7,516,623 | 15,036,554 | 3.49% | ||||||
250,000 | Morgan Stanley | 6,933,526 | 25,032,399 | 5.81% | ||||||
1,600,000 | Real Matters Inc. | 6,352,346 | 8,000,000 | 1.86% | ||||||
3,772,200 | Tamarack Valley Energy Ltd. | 10,108,791 | 15,428,298 | 3.58% | ||||||
2,500,000 | Whitecap Resources Inc. | 8,776,111 | 28,050,000 | 6.52% | ||||||
6,047,895 | FundThrough Inc. Class A-3 Preferred | 6,250,000 | 11,551,479 | 2.68% | ||||||
1,570,680 | FundThrough Inc. Class A-4 Preferred | 2,999,999 | 2,999,999 | 0.70% | ||||||
800,000 | Caldwell Financial Ltd. | 1,826,650 | 3,472,000 | 0.81% | ||||||
13,490,878 | CNSX Markets Inc. (Canadian Securities Exchange) | 8,228,349 | 80,945,268 | 18.80% | ||||||
1,544,236 | Evolve Funds Group Inc. Class B Preferred | 1,579,085 | 6,346,810 | 1.47% | ||||||
3,000,000 | Evolve Funds Group Inc. Class C Preferred | 1,754,350 | 12,330,000 | 2.86% | ||||||
771,638 | Evolve Funds Group Inc. Class D Preferred | 771,638 | 771,638 | 0.18% | ||||||
4,538,460 | Four Lakes Capital Fund Limited Partnership | 4,999,998 | 8,663,661 | 2.01% | ||||||
1,195,246 | EFG Management Holdings Inc. Class A Common | 3,597,690 | 4,912,461 | 1.14% | ||||||
498,041 | EFG Management Holdings Inc. Class E Common | 1,462,549 | 2,046,949 | 0.48% | ||||||
15,259,886 | Highview Financial Holdings Inc. | 11,546,243 | 17,396,270 | 4.04% | ||||||
5 | Integrated Grain Processors Co-operative Inc. Memb Shs | 500 | 500 | 0.00% | ||||||
1,972,366 | Integrated Grain Processors Co-operative Inc. E Preferred | 3,251,961 | 23,668,392 | 5.50% | ||||||
27,428 | Kognitiv Corporation Class A-2 Preferred | 353,000 | 31,320 | 0.01% | ||||||
122,222 | Kognitiv Corporation | 2,404,596 | 90,367 | 0.02% | ||||||
480,000 | Lyceum CME Inc. Class B Preferred | 2,400,000 | 2,400,000 | 0.56% | ||||||
1,327,620 | Miami International Holdings, Inc. | 12,257,268 | 15,378,396 | 3.57% | ||||||
2,350,000 | Radar Capital Inc. Class A | 50 | - | 0.00% | ||||||
16,755,081 | Radar Capital Inc. Class B | 11,561,006 | 3,853,669 | 0.90% | ||||||
208,290 | Varo Money, Inc. Common | 2,565,000 | 1,891,071 | 0.44% | ||||||
1,838,385 | Tetra Trust Company Class A Common | 1,850,759 | 2,095,759 | 0.49% | ||||||
5,622 | Blue Ocean Technologies, LLC / Urbana International Inc.(i) | 10,479,725 | 56,068,566 | 13.02% | ||||||
465,381 | Vive Crop Protection Inc. Class A2 Preferred | 314,132 | 186,152 | 0.04% | ||||||
975,337 | Vive Crop Protection Inc. Class B1 Preferred | 284,613 | 390,135 | 0.09% | ||||||
6,500,000 | Vive Crop Protection Inc. Class B3 Preferred | 3,250,000 | 3,250,000 | 0.75% | ||||||
2,492,279 | Vive Crop Protection Inc. Class C1 Preferred | 1,629,452 | 1,629,452 | 0.38% | ||||||
768,062 | Vive Crop Protection Inc. Class C2 Preferred | 557,920 | 557,920 | 0.13% | ||||||
Debt Investments | ||||||||||
3,000,000 | Highview Financial Holdings Inc. Conv Promissory Note | 3,000,000 | 3,000,000 | 0.70% | ||||||
2,000,000 | Highview Financial Holdings Inc. Promissory Note | 2,000,000 | 2,000,000 | 0.46% | ||||||
1,000,000 | Kognitiv Corporation Convertible Note | 1,000,000 | 1,000,000 | 0.23% | ||||||
Cash | 109,768 | 109,768 | 0.03% | |||||||
Total | $ 174,053,697 | $ | 430,533,483 | 100.00% | ||||||
Private Exchanges/Investments | 62.46% | |||||||||
Total Net Assets (NAs) as at October 20, 2023 | Shares outstanding: | 10,000,000 | Common shares | |||||||
31,395,100 Non-Voting Class A shares | ||||||||||
41,395,100 | ||||||||||
ASSETS | ||||||||||
Market Value of Investment Portfolio | $ | 430,533,483 | ||||||||
Other Assets | 801,337 | |||||||||
TOTAL ASSETS | $ | 431,334,820 | ||||||||
LIABILITIES | ||||||||||
BMO Demand Loan | 36,800,000 | |||||||||
Accounts Payable and Accrued Liabilities | 839,795 | |||||||||
Provision for Current Taxes | - | |||||||||
Provision for Deferred Taxes | 31,719,000 | |||||||||
TOTAL LIABILITIES | $ | 69,358,795 | $ | 8.74 | ||||||
TOTAL NET ASSETS (after tax) as at October 20, 2023 | $ | 361,976,024 | NAs per share |
Closing price October 20, 2023: URB $4.79 URB.A $4.20
USD/CAD exchange rate: 1.36920
- Urbana International Inc., a wholly-owned subsidiary of Urbana, formed for the sole purpose of investing in Blue Ocean Technologies, LLC ("Blue Ocean"), holds 5,621.5 units of Blue Ocean.
K:UrbanaNAVsweekly NAVsweekly NAV 2023nav 2023.10.20.xls | Sheet1 |
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Urbana Corporation published this content on 20 October 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 24 October 2023 14:31:11 UTC.