Klein Spencer
Private Equity Analyst at Capital Southwest Management Co.
Network origin in Klein Spencer first degree
Entity | Entity type | Industry | |
---|---|---|---|
The University of Chicago
526
| College/University | Other Consumer Services | 526 |
JPMorgan Securities LLC
JPMorgan Securities LLC Investment Banks/BrokersFinance JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.
405
| Subsidiary | Investment Banks/Brokers | 405 |
Capital Southwest Management Co.
Capital Southwest Management Co. Investment ManagersFinance Capital Southwest Management Co (Capital Southwest Management) is a private equity/venture capital firm, a subsidiary of Capital Southwest Corp founded in 1961. The firm is headquartered in Dallas, Texas.
23
| Private Company | Investment Managers | 23 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Klein Spencer via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
CAPITAL SOUTHWEST CORPORATION | Investment Managers | Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director of Finance/CFO Corporate Officer/Principal Treasurer Director/Board Member | |
Credit Suisse Securities (USA) LLC (Broker)
Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Corporate Officer/Principal | |
AMERICAN CAPITAL LTD. | Investment Managers | Corporate Officer/Principal Private Equity Investor | |
HarbourVest Partners LLC
HarbourVest Partners LLC Investment ManagersFinance HarbourVest Partners LLC (HarbourVest Partners) is a private equity & venture capital firm founded in 1982 by David Brooks Zug. The firm is headquartered in Boston, Massachusetts with additional offices around the world. | Investment Managers | Private Equity Investor | |
Cantor Fitzgerald & Co.
Cantor Fitzgerald & Co. Investment Banks/BrokersFinance Cantor Fitzgerald & Co. is the investment bank and brokerage subsidiary of CFS CF & Co. I Holdings LP, which is owned by Cantor Fitzgerald LP in the US. The firm was founded by Bernie Gerald Cantor and John Fitzgerald in 1945. Headquartered in New York City, Cantor Fitzgerald offers clients a global, multi-asset prime brokerage platform with a focus on the quality middle market. | Investment Banks/Brokers | Analyst-Equity | |
Truist Securities, Inc.
Truist Securities, Inc. Investment Banks/BrokersFinance Truist Securities, Inc. is a registered broker-dealer headquartered in Atlanta, Georgia. The firm was founded in 1894 as SunTrust Robinson Humphrey, Inc. In 2020, the firm was renamed following the integration of SunTrust Robinson Humphrey and BB&T Capital Markets. The firm is a subsidiary of Truist Financial Corp. (NYSE: TFC) and is an active market maker in equity and fixed-income products. Truist Securities delivers a comprehensive range of strategic advisory, capital raising, risk management, and financing solutions, as well as a dynamic suite of sales, trading, and research services in both fixed-income and equity. Their strategies are carefully tailored to meet the needs and vision of their clients. | Investment Banks/Brokers | Analyst-Equity | |
HSBC Securities (USA), Inc.
HSBC Securities (USA), Inc. Investment Banks/BrokersFinance Founded in 1969, HSBC Securities (U.S.A.) Inc. is an SEC-registered brokerage firm and registered futures commission merchant located in New York City. The firm is a wholly-owned subsidiary of HSBC North America Holdings, Inc. and their ultimate parent is HSBC Holdings Plc. (NYSE: HBC). HSBC Securities (U.S.A.) is a member of FINRA, the NYSE and the SIPC. Their securities and annuity products are provided by registered representatives and insurance agents of HSBC Securities (U.S.A.). In California, HSBC Securities (U.S.A.) conducts insurance business as HSBC Securities Insurance Services. Insurance products are offered through insurance agents of HSBC Insurance Agency (U.S.A.) Inc., a wholly-owned subsidiary of HSBC Bank U.S.A. NA and an indirectly wholly-owned subsidiary of HSBC Holdings plc. The company also engages in investment banking underwriting, dealing and brokering of debt and equity securities and futures contracts and is a primary dealer in U.S. Government and federal agency securities. | Investment Banks/Brokers | Analyst-Fixed Income Market Strategist | |
Heelys, Inc.
Heelys, Inc. Recreational ProductsConsumer Durables Heelys, Inc. designs, markets and distributes action sports-inspired products primarily under the HEELYS brand targeted to the youth market. Its primary product, HEELYS-wheeled footwear, is patented, dual-purpose footwear that incorporates stealth, removable wheel in the heel. HEELYS-wheeled footwear product, includes single-wheel, two-wheel and grind-and-roll. Heelys was founded in 2000 and is headquartered in Carrollton, TX. | Recreational Products | Director/Board Member | |
Berenberg Capital Markets LLC
Berenberg Capital Markets LLC Investment Banks/BrokersFinance Berenberg Capital Markets LLC (BCM) is a broker-dealer firm headquartered in New York City. The firm was founded in 2011 and is a subsidiary of Berenberg Americas LLC, ultimately held by Joh. Berenberg, Gossler & Co. KG in Germany. BCM provides equity execution services to institutional and corporate clients. | Investment Banks/Brokers | Analyst-Equity | |
Brown University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
KPMG LLP
KPMG LLP Miscellaneous Commercial ServicesCommercial Services KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
The University of Texas at Austin | College/University | Masters Business Admin Masters Business Admin Corporate Officer/Principal Undergraduate Degree Masters Business Admin | |
University of Pennsylvania | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
New York University | College/University | Masters Business Admin Masters Business Admin Doctorate Degree Undergraduate Degree | |
Vanderbilt University | College/University | Graduate Degree Undergraduate Degree Undergraduate Degree | |
Lazard Asset Management LLC
Lazard Asset Management LLC Investment ManagersFinance Lazard Asset Management LLC (LAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1970 and is a wholly-owned subsidiary of Lazard Frères & Co. LLC, ultimately held by Lazard Ltd. (NYSE: LAZ). LAM provides investment advisory services to a variety of clients. | Investment Managers | Analyst-Equity Analyst-Equity | |
Princeton University | College/University | Graduate Degree Undergraduate Degree | |
The University of Chicago Booth School of Business | College/University | Masters Business Admin Masters Business Admin | |
Rutgers State University of New Jersey | College/University | Undergraduate Degree Undergraduate Degree | |
DePaul University | College/University | Undergraduate Degree Graduate Degree | |
The Trustees of Columbia University in The City of New York | College/University | Undergraduate Degree Graduate Degree | |
BMO Capital Markets Corp. (Broker)
BMO Capital Markets Corp. (Broker) Investment Banks/BrokersFinance BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Georgetown University | College/University | Undergraduate Degree Graduate Degree | |
Harvard Business School | College/University | Masters Business Admin Masters Business Admin | |
Yale University | College/University | Graduate Degree Masters Business Admin | |
University of Southern California
University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Corporate Officer/Principal Undergraduate Degree | |
SFG Asset Advisors LLC
SFG Asset Advisors LLC Investment ManagersFinance RH Capital Associates LLC (RH Capital) is a private family office headquartered in Ancramdale, New York. The firm was founded by Robert Horwitz in 1983 and operated as an alternative investment management fim until 2006 when they transitioned to a family office. RH Capital manages assets of a single family. | Investment Managers | Chief Tech/Sci/R&D Officer | |
BAML Capital Access Funds Management LLC
BAML Capital Access Funds Management LLC Investment ManagersFinance BAML Capital Access Funds Management LLC (BAML) is a Private Equity firm, a subsidiary of HarbourVest Partners LLC founded in 2006. The firm is headquartered in the US. | Investment Managers | Private Equity Investor | |
Leerink Partners LLC
Leerink Partners LLC Investment Banks/BrokersFinance Leerink Partners LLC is a full-service brokerage and investment banking firm headquartered in Boston, Massachusetts. The firm was founded by Jeffrey Leerink in 1995 and formerly known as SVB Securities LLC. They rebranded as Leerink Partners in 2023. The firm is a subsidiary of SVB Securities LLC. Leerink Partners provides institutional sales, equity research, institutional trading, and corporate finance and asset management services to the healthcare and technology industries. They offer superior execution capabilities in common stock, convertibles and derivatives with a singular focus on healthcare and a knowledge-led approach. | Investment Banks/Brokers | Analyst-Equity | |
William Blair & Co. LLC
William Blair & Co. LLC Investment Banks/BrokersFinance William Blair & Co. LLC (William Blair) is a SEC-registered broker/dealer firm headquartered in Chicago, Illinois. The firm was founded by William McCormick Blair in 1935 and is a subsidiary of WBC Holdings LP. Until 1941, they were known as Blair, Bonner & Co. William Blair provides broking services to individual, institutional and issuing clients. | Investment Banks/Brokers | Analyst-Equity | |
Fordham University
Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Masters Business Admin | |
Federal Reserve Bank of Chicago | General Government | Corporate Officer/Principal | |
Morningstar, Inc. (Research)
Morningstar, Inc. (Research) Investment ManagersFinance Morningstar, Inc. (Research) is the investment research arm of Morningstar, Inc. (NASDAQ: MORN), an American financial services firm headquartered in Chicago, Illinois. The firm was founded by Joseph Mansueto in 1984 and provides independent portfolio information offering star ratings and analysis of managed funds. They also provide economic commentary and asset allocation information based on qualitative research. | Investment Managers | Analyst-Equity | |
DePauw University | College/University | Undergraduate Degree | |
Arthur Andersen LLP
Arthur Andersen LLP Miscellaneous Commercial ServicesCommercial Services Arthur Andersen LLP used to provide accounting services. It was also into consulting services for clients that operate businesses throughout the United States and around the world. Arthur Andersen was founded in 1913 and was headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Crowe LLP
Crowe LLP Miscellaneous Commercial ServicesCommercial Services Crowe LLP provides accounting services. The firm offers audit, tax, advisory, risk, and performance services. It serves banking, manufacturing, media and telecommunication, construction, real estate, financial, food, commodities and healthcare industries. The company was founded by Fred P. Crowe Sr. and Cletus F. Chizek in 1942 and is headquartered in South Bend, IN. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Rotorcraft Leasing Co., LLC
Rotorcraft Leasing Co., LLC AirlinesTransportation Rotorcraft Leasing Co. LLC provides helicopter operation and services to energy services providers and oil and gas producers. It also offers fleet maintenance, training, and fueling services. The company was founded by Lloyd L. Marks in 1990 and is headquartered in Broussard, LA. | Airlines | Director of Finance/CFO | |
8th Street Investments LLC
8th Street Investments LLC Investment ManagersFinance 8th Street Investments LLC (8th Street) is an independent, SEC-registered investment advisor headquartered in Alexandria, Virginia. The firm was founded by Michael Shea and Lisa Pendley in 2008. 8th Street provides professional financial planning and investment management to individuals, trusts, estates, corporations and other types of business entities, and charitable organizations. | Investment Managers | Founder | |
Polyneuron Pharmaceuticals AG
Polyneuron Pharmaceuticals AG Pharmaceuticals: MajorHealth Technology Polyneuron Pharmaceuticals AG develops drugs for the treatment of autoimmune disorders. It develops drugs for the treatment of anti-MAG neuropathy disease and multifocal motor neuropathy disease. The firm also develops antibody-catch, a platform technology that enables the development of drugs for highly specific interception of autoimmune disease antibodies and focuses on autoimmune diseases of the peripheral nervous system that involve autoantibodies against carbohydrate epitopes. The company was founded by Andreas J. Steck, Beat Ernst, Pascal Hänggi and Ruben Herrendorffin in 2014 and is headquartered in Basel, Switzerland. | Pharmaceuticals: Major | Director/Board Member | |
AviadoBio Ltd.
AviadoBio Ltd. BiotechnologyHealth Technology AviadoBio Ltd. is a gene therapy company based in London, UK. AviadoBio's technology is based on pioneering research from King's College London and the UK Dementia Research Institute. The British company's mission is to develop and deliver transformative gene therapies for neurodegenerative disorders, including frontotemporal dementia (FTD) and amyotrophic lateral sclerosis (ALS). The company is developing AVB-101 for patients with FTD-GRN. AviadoBio's investors include New Enterprise Associates (NEA), Monograph Capital, Advent Life Sciences, EQT Lifesciences, Dementia Discovery Fund (DDF), F-Prime Capital, Johnson & Johnson Innovation – JJDC, Inc. (JJDC), and LifeArc. The company was founded by Youn Bok Lee, Do Young Lee, Chris E. Shaw, and Lisa Deschamps has been the CEO of the company since 2021. | Biotechnology | Director/Board Member | |
NEA Management Co. LLC
NEA Management Co. LLC Investment ManagersFinance New Enterprise Associates LLC (New Enterprise Associates) is a venture capital firm founded in 1977. The firm headquartered in Menlo Park, California. | Investment Managers | Private Equity Investor |
Statistics
International
United States | 44 |
France | 2 |
Switzerland | 2 |
United Kingdom | 2 |
Sectoral
Finance | 23 |
Consumer Services | 17 |
Commercial Services | 4 |
Health Technology | 3 |
Consumer Durables | 2 |
Operational
Director/Board Member | 120 |
Corporate Officer/Principal | 115 |
Undergraduate Degree | 71 |
Analyst-Equity | 48 |
Masters Business Admin | 46 |
Most connected contacts
Insiders | |
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Michael Polsky | 31 |
Furst Jack D | 30 |
Ramona Rogers-Windsor | 20 |
Robert Chang | 17 |
William Thomas | 15 |
Samarth Chandra | 15 |
Morgan T.Duane | 13 |
Diehl Bowen | 13 |
Amanda Kalin | 12 |
Joseph P. O'Leary | 11 |
Stephen M. McConnell | 10 |
Samir Sood | 10 |
Matthew McAviney | 9 |
Mark Nydam | 9 |
Mark Phelan | 9 |
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