Tom Carter
President at ALPS ETF TRUST - ALERIAN MLP ETF
Network origin in Tom Carter first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO.
13
| Subsidiary | Investment Managers | 13 |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO.
10
| Subsidiary | Investment Trusts/Mutual Funds | 10 |
| Mutual Fd-ETF | Investment Trusts/Mutual Funds | 8 | |
ALPS ETF Trust
8
| Umbrella Fund | Investment Trusts/Mutual Funds | 8 |
ALPS Variable Investment Trust
6
| Umbrella Fund | 6 | |
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO.
4
| Subsidiary | Investment Banks/Brokers | 4 |
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The private company is based in Beachwood, NJ.
4
| Subsidiary | Miscellaneous Commercial Services | 4 |
FTAM Funds Distributor, Inc.
3
| Private Company | 3 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Tom Carter via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Director/Board Member Compliance Officer Corporate Secretary Corporate Officer/Principal Comptroller/Controller/Auditor Compliance Officer Chief Executive Officer President Corporate Secretary Compliance Officer Treasurer | |
| STATE STREET CORPORATION | Investment Banks/Brokers | Comptroller/Controller/Auditor Corporate Officer/Principal | |
Unified Financial Services, Inc.
 Unified Financial Services, Inc. Financial ConglomeratesFinance Unified Financial Services, Inc. provides financial products and services. It offers back-office and shareholder services for the assets of third-party mutual fund families, as well as its affiliated series funds, including mutual fund distribution services. The company was founded in 1989 and is headquartered in Lexington, KY. | Financial Conglomerates | Corporate Officer/Principal | |
| Financial Investors Trust | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director/Board Member Treasurer Director/Board Member Corporate Secretary Corporate Officer/Principal Corporate Secretary | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | President President Director/Board Member Compliance Officer Corporate Secretary Corporate Officer/Principal Comptroller/Controller/Auditor Chairman Director/Board Member Corporate Secretary | |
Bow River Asset Management LLC
 Bow River Asset Management LLC Investment ManagersFinance Bow River Capital Management LLC (Bow River Capital) is a private equity firm founded in 2003 by Blair E. Richardson, Bruno Darré, and Eric B. Wolf. The firm is headquartered in Denver Colorado. | Investment Managers | Private Equity Analyst Corporate Officer/Principal | |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Corporate Secretary Compliance Officer Corporate Officer/Principal Comptroller/Controller/Auditor Compliance Officer Corporate Officer/Principal | |
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Chief Executive Officer Director/Board Member Corporate Secretary Compliance Officer Corporate Officer/Principal Comptroller/Controller/Auditor Compliance Officer Corporate Secretary | |
| Rivernorth Funds | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Corporate Secretary Director of Finance/CFO Comptroller/Controller/Auditor Compliance Officer President Corporate Officer/Principal Corporate Secretary Compliance Officer Treasurer | |
| World Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman | |
| ALPS ETF TRUST - ALPS REIT DIVIDEND DOGS ETF | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director/Board Member Director/Board Member | |
| ALPS Series Trust | Investment Trusts/Mutual Funds | Chairman Treasurer Compliance Officer Corporate Officer/Principal | |
Fried, Frank, Harris, Shriver & Jacobson LLP
 Fried, Frank, Harris, Shriver & Jacobson LLP Miscellaneous Commercial ServicesCommercial Services Fried, Frank, Harris, Shriver & Jacobson LLP provides legal services. Its clients include Bank of America, Dow Jones and Northrop Grumman. The company has offices in Frankfurt, Hong Kong, London, New York, Paris, Shanghai, and Washington. Fried, Frank, Harris, Shriver & Jacobson was founded in 1971 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Corporate Secretary Compliance Officer Corporate Officer/Principal Comptroller/Controller/Auditor Compliance Officer Corporate Officer/Principal | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Chief Executive Officer Director/Board Member Compliance Officer Head-Equity Investments Director of Research - Equity Chief Investment Officer Portfolio Manager-Equities | |
National Western Stock Show
 National Western Stock Show Movies/EntertainmentConsumer Services The National Western Stock Show is based in Denver, CO. Paul Andrews has been the CEO of the private company since 2010. The company's focus is not explicitly stated in the provided metadata, but the description "there's no place like stock show" suggests that the company is involved in organizing and hosting livestock exhibitions and events. | Movies/Entertainment | Director/Board Member | |
| HAWE SA | Specialty Telecommunications | Chairman | |
| The James Advantage Funds | Financial Conglomerates | Corporate Officer/Principal Corporate Secretary | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Investment Managers | Director/Board Member President Director/Board Member Corporate Officer/Principal General Counsel Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor Compliance Officer Founder Corporate Officer/Principal General Counsel Corporate Officer/Principal Comptroller/Controller/Auditor General Counsel | |
Prosci, Inc.
 Prosci, Inc. Packaged SoftwareTechnology Services Prosci, Inc. provides change management training programs and tools. It offers tools for managing change, action-oriented framework, research reports, online applications, books, methodology, change management toolkits, hosted software applications and licensing services. It also provides training for change professionals, organizational roles, and onsite training. The company was founded by Jeffrey M. Hiatt in 1994 and is headquartered in Fort Collins, CO. | Packaged Software | Director/Board Member | |
Dawson Thomas, Inc.
 Dawson Thomas, Inc. Hospital/Nursing ManagementHealth Services Dawson Thomas, Inc. provides home nursing services. It offers pediatric home-based private duty nursing (PDN), physical therapy, occupational therapy, speech therapy, and applied behavior analysis (ABA) therapy. The company was founded in 1979 and is headquartered in Englewood, CO. | Hospital/Nursing Management | Director/Board Member | |
A.V. Hunter Trust, Inc.
 A.V. Hunter Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous A.V. Hunter Trust, Inc. operates as a non-profit organization. It provides funds services for disabled, indigent, seniors, and youth. The company was founded in 1924 and is headquartered in Glendale, CO. | Investment Trusts/Mutual Funds | Director/Board Member President President | |
Huntington Asset Services
 Huntington Asset Services Investment ManagersFinance Part of Huntington Bancshares, Inc., Huntington Asset Services provides investment advice. The private company is based in Indianapolis, IN. | Investment Managers | Sales & Marketing | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Compliance Officer Director/Board Member Treasurer Director/Board Member Compliance Officer Treasurer Corporate Secretary | |
| Clough Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member President Compliance Officer Treasurer Director/Board Member Corporate Secretary | |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | President Compliance Officer Director/Board Member Treasurer Director of Finance/CFO Director/Board Member Corporate Officer/Principal Compliance Officer Treasurer | |
| Elevation ETF Trust | Chairman Treasurer Director/Board Member | ||
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Director/Board Member Director/Board Member Corporate Officer/Principal | |
ETF Action, Inc.
 ETF Action, Inc. Data Processing ServicesTechnology Services ETF Action, Inc. is a financial technology and research company based in Englewood, CO. ETF Action simplifies and expands investing by delivering technology to financial professionals through a user-friendly cloud-based platform. The platform features powerful data mapping tools to navigate and research markets, design and showcase portfolios in the interactive model marketplace, create custom stock portfolios leveraging reverse screening functionality, and building custom client-facing reports. ETF Action views markets through the lens of ETFs™, harnessing the extraordinary growth and unparalleled transparency of ETFs to democratize market research via its user-friendly SaaS platform. The private company offers institutional-level data, industry-leading tools, actionable insights, engaging model portfolios, and differentiated index strategies designed to empower investment professionals. The company was founded by Brian Burke, Michael T. Akins, Alex Shepard in 2018. | Data Processing Services | Corporate Officer/Principal Founder | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
Bow River Capital Evergreen Private Markets Fund
 Bow River Capital Evergreen Private Markets Fund Investment Trusts/Mutual FundsMiscellaneous Bow River Capital Evergreen Private Markets Fund is a closed-end management investment company, which engages in the business of generating long-term capital appreciation by investing in a portfolio of private equity investments. The firm is also involved in investing in the lower and middle market in four asset classes such as private credit, private equity, real estate, and software growth equity. The company was founded on April 21, 2020 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Chairman President | |
Practus LLP
 Practus LLP Internet Software/ServicesTechnology Services Practus LLP is a virtual law firm that uses innovative technology to provide legal services to clients and attorneys. The private company is based in Leawood, KS and was founded in 2018 by John H. Lively and Robert Bob Elwood. Practus's model is designed to disrupt traditional legal practices and improve client relationships. The company's use of mobile technology and cloud-based solutions allows for a more agile infrastructure and better outcomes for clients. The testimonials and references in their press release may constitute attorney advertising and do not guarantee future results. | Internet Software/Services | General Counsel Founder Corporate Officer/Principal Corporate Officer/Principal | |
| RIVH MANAPAR | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| Paralel Technologies LLC | Chief Executive Officer Compliance Officer | ||
| Paralel Distributors LLC | Chief Executive Officer President | ||
Commonwealth Fund Services, Inc.
 Commonwealth Fund Services, Inc. Miscellaneous Commercial ServicesCommercial Services Commonwealth Fund Services, Inc. provides a range of financial services including fund accounting, transfer agency, administration, compliance, and distribution services. The private company is based in Richmond, VA. The company also services international investments and clients. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Operating Officer Corporate Officer/Principal |
Statistics
International
| United States | 49 |
| Hong Kong | 2 |
| Poland | 2 |
Sectoral
| Miscellaneous | 27 |
| Finance | 12 |
| Commercial Services | 4 |
| Technology Services | 4 |
| Consumer Services | 3 |
Operational
| Corporate Officer/Principal | 118 |
| Director/Board Member | 111 |
| Compliance Officer | 54 |
| President | 46 |
| Independent Dir/Board Member | 38 |
Most connected contacts
| Insiders | |
|---|---|
| Melanie H. Zimdars | 33 |
| Jeremy May | 28 |
| Ned Burke | 24 |
| David Swanson | 23 |
| Sareena Khwaja-Dixon | 21 |
| Kimberly R. Storms | 21 |
| Rick Pederson | 19 |
| Jeremy Wyatt Deems | 19 |
| Mary Anstine | 15 |
| Erin Douglas Nelson | 15 |
| JoEllen L Legg | 15 |
| Richard Carl Rantzow | 14 |
| Lisa Mougin | 11 |
| Jeremy Held | 10 |
| Tané T. Tyler | 10 |
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