AGL ENERGY LIMITED 605 Page 1 of 3
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
For personal use only
ToCompany Name/Scheme | AGL Energy Ltd | |||
ACN/ARSN/ABN | 74 115 061375 | |||
1. Details of substantial holder (1) | ||||
Name | JPMorgan Chase & Co. and its affiliates | |||
ACN/ARSN (if applicable) | NA | |||
The holder ceased to be a substantial holder on | ||||
19/05/2022 | ||||
The previous notice was given to the company on | 19/05/2022 | |||
The previous notice was dated | 17/05/2022 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of change (4) | Consideration | Class (6) and | Person's votes |
change | relevant interest | given in relation | number of | affected | |
changed | to change (5) | securities affected | |||
J.P. MORGAN | Holder of securities | ||||
See Appendix | SECURITIES PLC | subject to an obligation | See Appendix | 8,023,000 | 8,023,000 |
to return under a | (Ordinary) | (Ordinary) | |||
securities lending | |||||
agreement | |||||
J.P. MORGAN | Purchase and sales of | 16,320 | |||
See Appendix | SECURITIES PLC | securities in its capacity | See Appendix | 16,320 | |
as Principal/Proprietary | (Ordinary) | (Ordinary) | |||
agreement | |||||
J.P. MORGAN | |||||
See Appendix | SECURITIES | Holder of securities | See Appendix | 7,054,000 | 7,054,000 |
AUSTRALIA | subject to an obligation | (Ordinary) | (Ordinary) | ||
LIMITED | to return under a | ||||
securities lending | |||||
agreement | |||||
J.P. MORGAN | Purchase and sales of | ||||
See Appendix | SECURITIES | securities in its capacity | See Appendix | 169,552 | 169,552 |
AUSTRALIA | as Principal/Proprietary | (Ordinary) | (Ordinary) | ||
LIMITED | agreement | ||||
See Appendix | JPMORGAN | In its capacity as | See Appendix | 1,531 | 1,531 |
ASSET | investment manager | ||||
MANAGEMENT | or in various other | (Ordinary) | (Ordinary) | ||
(UK) LIMITED | related capacities | ||||
See Appendix | J.P. MORGAN | In its capacity as | See Appendix | 707 | 707 |
INVESTMENT | investment manager | ||||
MANAGEMENT | or in various other | (Ordinary) | (Ordinary) | ||
INC. | related capacities | ||||
605 Page 2 of 3
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
For personal use only
Name and ACN/ARSN (if applicable) | Nature of association | |
J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co | |
J.P. MORGAN SECURITIES | Subsidiary of JPMorgan Chase & Co | |
AUSTRALIA LIMITED | ||
JPMORGAN ASSET | Subsidiary of JPMorgan Chase & Co | |
MANAGEMENT (UK) LIMITED | ||
J.P. MORGAN INVESTMENT | Subsidiary of JPMorgan Chase & Co | |
MANAGEMENT INC. |
4. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
JPMORGAN CHASE & CO | 383 Madison Avenue, New York, New York, NY, 10179, United States |
J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
J.P. MORGAN SECURITIES | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000, Australia |
AUSTRALIA LIMITED | |
JPMORGAN ASSET | 60 Victoria Embankment, London, EC4Y0JP, England |
MANAGEMENT (UK) LIMITED | |
J.P. MORGAN INVESTMENT | 383 Madison Avenue, New York, New York, NY, 10179, United States |
MANAGEMENT INC. |
Signature
print name | Pathan Vasim | capacity | Compliance Officer | |
sign here | ||||
date | 23/05/2022 | |||
605 Page 3 of 3
DIRECTIONS
For personal use only
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- See the definition of "associate" in section 9 of the Corporations Act 2001.
- Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its ssociate ain relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- The voting shares of a company constitute one class unless divided into separate classes.
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
TRADES FOR RELEVANT PERIOD | Appendix | |||||||
Transaction Date | Entity | Product Type | Type of Transaction | Quantity | Price (AUD) | Consideration | ||
Balance at start of relevant period | 46,001,805 | |||||||
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow return | (1,276,352) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 176 | 8.61 | $ | 1,515.36 | |
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (26,188) | 8.62 | $ | 225,740.56 | |
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,781) | 8.62 | $ | 49,829.77 | |
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 14,438 | 8.63 | $ | 124,596.49 | |
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,797 | 8.63 | $ | 50,013.41 | |
18-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Buy | 15,930 | 8.64 | $ | 137,635.20 | |
personalForuse only | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow return | (4,800,000) | - | $ | - | |
18-May-22 | ||||||||
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow return | (687,648) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow return | (290,000) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow return | (1,500,000) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow return | (500,000) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow return | (2,175,000) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow return | (600,000) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow return | (800,000) | - | $ | - | |
18-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow return | (2,448,000) | - | $ | - | |
19-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 12,367 | 8.60 | $ | 106,403.08 | |
19-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 14,363 | 8.61 | $ | 123,640.75 | |
19-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (189,280) | 8.64 | $ | 1,635,379.20 | |
19-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 7,789 | 8.60 | $ | 66,990.29 | |
19-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,098) | 8.59 | $ | 18,021.82 | |
19-May-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,135) | 8.61 | $ | 9,774.54 | |
19-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Buy | 390 | 8.61 | $ | 3,357.90 | |
19-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow | 280 | - | $ | - | |
19-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow return | (611,000) | - | $ | - | |
19-May-22 | J.P. MORGAN SECURITIES PLC | Equity | Borrow | 610,720 | - | $ | - | |
18-May-22 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Sell | (1,531) | 8.63 | $ | 13,212.53 | |
18-May-22 | J.P. MORGAN INVESTMENT MANAGEMENT INC. | Equity | Sell | (707) | 8.63 | $ | 6,101.41 | |
Balance at end of relevant period | 30,769,335 |
1/1
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
Date: | 23-May-22 | |
Company's name: | AGL ENERGY LTD | |
ISIN: | AU000000AGL7 | |
Date of change of | 19-May-22 | |
only | relevant interests: | |
Schedule | ||
Are there any | Global Master Securities Lending Agreement ("GMSLA") | |
Type of agreement | ||
Parties to | JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Merrill Lynch International ( "Borrower") | |
agreement | ||
Transfer date | Settlement Date | |
18-Feb-22 | ||
25-Feb-22 | ||
Holder of voting | Borrower | |
rights | ||
use | restriction on | Yes |
voting rights | ||
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in | ||
If yes, detail | accordance with the instructions of the lender, provided that the lender uses its best endeavors to | |
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon | ||
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set | ||
out in clause 6.6 of the standard form GMSLA. | ||
Scheduled return | None | |
date (if any) | ||
Does the borrower | ||
have the right to | Yes | |
personalFor | return early? | |
If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the | |
lender's instructions. | ||
Does the lender | ||
have the right to | Yes | |
recall early? | ||
Lender has right to recall all or any equivalent securities at any time by giving notice on any business | ||
day of not less than the standard settlement time for such equivalent securities on the exchange or in | ||
If yes, detail | the clearing organisation through which the relevant borrowed securities were originally delivered (and | |
where there is a difference between the settlement time for sales and purchases on the relevant | ||
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). | ||
The borrower must return the securities not later than the expiry of such notice in accordance with the | ||
lender's instructions. | ||
Will the securities | ||
be returned on | Yes | |
settlement? | ||
If yes, detail any | No exceptions | |
exceptions | ||
Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a | |
copy of the agreement will be given to that company or ASIC. | ||
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AGL Energy Ltd. published this content on 23 May 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 May 2022 22:17:07 UTC.
