5 July 2018
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying is-suer of existing shares to which voting rights are attachedii:
IMImobile PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
City and country of registered office (if applicable)
Kestrel Partners LLP
LONDON, UK
4. Full name of shareholder(s) (if different from 3.)v
NameCity and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
X
Kestrel Opportunities, a cell of Guernsey Portfolios PCC Ltd (through BNY Mellon Nominees Limited) and various other clients of Kestrel Partners LLP (through JIM Nominees Ltd and Bank of New York Nominees Ltd)
4 July 2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights at-tached to shares (to-tal of 8. A)
7.89%
% of voting rights through financial instru-ments
(total of 8.B 1 + 8.B 2)Total number of voting rights of issuervii
62,087,686
1
Position of previ-ous notification (if applicable)
8.96%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if pos-sible) | Number of voting rightsix | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
Ordinary Shares of 10p each ISIN GB00BLBP4Y22 | N/A | 4,898,225 | N/A | 7.89% |
SUBTOTAL 8. A | 4,898,225 | 7.89% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Expiration datex
Exercise/ Conversion Periodxi
Number of voting rights
that may be acquired if the instrument is exercised/converted.
% of voting rights
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of fi-nancial in-strument
Expiration datexSUBTOTAL 8. B 1
Exercise/ Conversion Pe-riod xi
Physical or cash settlementxiiNumber of voting rights
% of voting rights
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial in-struments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
BNY Mellon Nomi-nees Limited | 5.61% | 5.61% | ||
Bank of New York Nominees Ltd | 1.09% | 1.09% | ||
JIM Nominees Ltd | 1.19% | 1.19% |
10. In case of proxy voting, please identify: | |
Name of the proxy holder | N/A |
The number and % of voting rights held | N/A |
The date until which the voting rights will be held | N/A |
11. Additional informationxvi
The indirect voting rights held under (9) relate to shares held in client portfolios managed by Kestrel Partners LLP under discretionary investment management agreements
Place of completion | London |
Date of completion | 05/07/18 |
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IMImobile plc published this content on 05 July 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 05 July 2018 15:28:08 UTC