1.Date of occurrence of the event:2014/06/27
2.Cause of occurrence: Written decision sent by FSC that the bank's
Treasury marketing business did not set up internal
control procedure. The bank has been violated with Article 45 and 61
of the Banking Act of The Republic of China.
3.Course and progression of handling of the matter: 
Taishin Bank has been reviewed the internal processes and will be
continuously strengthen the management in auditing and process based on
FSC recommendations.
4.Anticipated possible loss:Fine of NTD 4,000,000
5.Amount of insurance indemnification that might be obtained:0
6.Status of remediation and future countermeasures:Taishin Bank has been
improving and keep tracking.
7.
distributed by